This study protocol has been prepared according to the SPIRIT (Standard Protocol Items: Recommendations for Intervention Trials) guidelines [54, 55]. A checklist of recommended protocol components is provided in supplementary file 1.
Study design and settingThis study will employ an open label pair-matched cRCT to evaluate the impact of combining PZQ/ALB treatment with a multi-component elimination programme that comprises the Magic Glasses and the Lawa Model compared to PZQ/ALB treatment alone in the Lower Mekong Basin. The trial will be conducted in three locations: Chhaeb District in Preah Vihear Province (Cambodia), Champhone District in Savannakhet Province (Lao PDR) and Chonnabot District in Khon Kaen Province (Thailand) that are co-endemic for opisthorchiasis and STH. Infection prevalence in these sentinel sites ranges from 30 to 80% for OV and 30 to 60% for STH (personal communication with the local investigators in each country).
For Cambodia and Lao PDR, the study cluster will be the villages. Eight villages for each country will be selected and matched into pairs based on human population size, OV/STH prevalence and factors related to OV/STH transmission such as distance to water source, and latrine coverage to reduce confounding and to increase statistical efficiency. A buffer zone of 3-km radius will be applied to separate the clusters from one another and thereby reduce contamination. One village of each pair will be randomly assigned as the intervention arm of the study leaving the remaining as the control. For Thailand, the study clusters will be sub-districts. Two sub-districts will be randomly allocated to either the intervention or control arm. The randomization is generated by the study team using the RAND function in Microsoft excel (Microsoft 365). The allocation will be the same across the duration of the study.
In each cluster, a fixed sentinel cohort of people will be selected and will be followed up over 1 year. Parasitological assessment, knowledge, attitudes and practices (KAP) survey will be carried out in both study arms at baseline and will be repeated at follow-up. Following the baseline procedures, the intervention arm will receive the HELM programme while the control arm will receive human PZQ/ALB treatment only. For ethical reasons and key for mobilization of the study population, clusters in the control arm will receive the HELM intervention at the end of the trial. In addition to the human procedures, animal (cat, dog and fish) surveys will be conducted at baseline and will be implemented again at follow-up. The follow-up surveys will be implemented 12 months after the delivery of the HELM intervention. Treatment of animals (cats and dogs) in the intervention arm will be conducted after the baseline survey and will be implemented 6 and 12 months later. Animals in the control arm will remain untreated throughout the study, with treatment provided upon conclusion of the study. Figure 1 depicts the trial profile and Fig. 2 shows the SPIRIT figure.
Fig. 1Fig. 2SPIRIT figure—schedule of enrolment, interventions and assessments
Study populationThe participants for this study will be people aged 5 to 75 years old. People who provide informed consent, who had resided in the study area for more than 12 months, and who will continue to live in the study area over the study period will be included. Temporary and migrating residents will be excluded.
Sample sizeBecause STH infections are less prevalent than OV infections in the study region, the decision was made to base the sample size calculations on the predicted STH prevalence. This approach increases the power of detecting an effect when the cumulative incidences of STH and OV infections are combined. Based upon regional STH prevalence data [17, 26], a design effect of four was assumed. Using the conventional thresholds of α = 0.05 and power > 80%, a sample size of N = 4800 at the end of the trial will be required to detect an effect as low as a 30% relative difference, assuming a combined cumulative incidence of at least 25% in the control group. In order to account for 20% attrition of participants, a sentinel cohort of N = 6000 across nine cluster pairs (N = 350/cluster) will be recruited.
BlindingSince the study village intervention status cannot be masked due to the nature of the intervention, the study participants, research staff and health village volunteers cannot be blinded to the study group allocation. However, laboratory technologist (as primary outcome assessors) will be blinded to the intervention status. The analysis of the trial result will be performed by the study team; because of this, blinding of the study group allocation is not feasible.
InterventionThe HELM program is a multi-component integrated One Health strategy adapting the two successful public health interventions, the Magic Glasses and the Lawa Model. The components of this program include school and community-based health and hygiene education, human (ALB/PZQ) and animal treatment (Pyrantel/PZQ).
Magic glassesFor the current study, two animated health-education cartoons will be developed, one targeting STH (Magic Glasses Lower Mekong (MGLM)) and the other targeting OV (Magic Glasses Opisthorchiasis (MGO)). Briefly, the new animated cartoons will be adapted from the previous Magic Glasses and informed by literature reviews on risk factors and KAP associated with STH and OV in the Lower Mekong region. The Thai version of the cartoon will be initially developed then modified for Cambodia and Lao PDR to incorporate culturally appropriate local attire and languages. Conforming to the previous Magic Glasses [51, 52], to ensure that the health messages in the cartoons will be both engaging and educational, behavioural theories such as the Health Belief Model, Integrated Behavioural Model and Social Cognitive Theory will be applied. The cartoons will be developed by 2D animation company, an animation company based in Khon Kaen, Thailand. Six cartoons (two cartoons for each country) will be produced in total. The audio for the cartoons will be dubbed and recorded by local voice actors in each country.
In all countries, the delivery of the MGO and MGM in schools linked to the intervention clusters will be implemented either before or after the community health education. Each package will comprise the cartoon (accompanied by a classroom discussion), distribution of pamphlets (containing the key messages from the cartoon), a drawing competition and an essay writing competition. To reinforce the messages, the cartoons will be shown again in the schools 6–8 weeks after the initial delivery.
Lawa modelFor this trial, the core components of the Lawa Model for community health education targeting OV will be replicated for Thailand while adapted and scaled up according to the local service set-up for Cambodia and Lao PDR. The OV information, education and communication (IEC) materials used in the Lawa Model will be utilized as reference in the development of the OV brochure and billboard for the main trial. IEC materials will be also developed for STH. The IEC materials for STH and OV will be initially developed in English, then translated to the local language of each country. All country sites will be consulted to ensure the IEC materials are socially and culturally appropriate.
For Thailand, community health education will comprise the kick-off ceremony to activate the community, cooking shows, door-to-door health education, twilight health education (lectures on STH and OV), public broadcasts of OV educational folk songs in the community and installation of billboards containing STH and OV-related images and messaging. The delivery of the intervention will be implemented for 2 weeks by the research staff and/or trained village volunteers.
For Cambodia, the community health education will include a series of STH and OV lectures delivered by the trained research staff and/or village volunteers twice a week for 2 weeks. Each lecture will be supplemented by STH or OV brochure distribution and a cooking class after the OV lecture. To educate those who did not attend the lectures, the research staff will conduct door-to-door health education alongside the PZQ and ALB MDA delivery. Billboards will be installed in several strategic locations in each village.
For Lao PDR, the community health education will also include a series of STH and OV lectures to be delivered by trained research staff and/or village volunteers twice a week for 2 weeks. The activities will also include distribution of STH and OV brochures after each lecture, a cooking class after the OV lecture and installation of STH and OV billboards.
Human treatmentPZQ (40 mg/kg body weight) and ALB (400 mg) will be the deworming drugs used for OV and STH, respectively. These drugs are safe for use, recommended by WHO [36, 37], and used by the control programs in each country. The MDA in both the study arms will occur simultaneously within the delivery of the community health education.
In Thailand, in line with the local treatment guidelines for OV and STH, targeted treatment will be implemented in both study arms. Only those infected with OV and STH will be treated with PZQ and ALB, respectively. In Cambodia, in both study arms, drugs will be distributed to all residents aged > 5 years for PZQ and aged ≥ 5 years for ALB. These doses will be taken under direct observation by the research team. To avoid side effects of the drugs, all participants will be provided with a meal prior to treatment. The participants will be monitored for a few minutes after the taking the medicine. They will be advised to attend the local health station or contact the research team if they are unwell after the drug distribution. As the research team will be available in the study area for several days after the treatment, passive monitoring of adverse events will be undertaken.
In Lao PDR, the PZQ MDA will be done in the community, targeting residents aged > 5 years. For ALB MDA, all residents (aged ≥ 5 years) will be treated in the community except children attending the primary schools linked to the study villages. They will receive the recommended 400 mg dose of ALB as part of the regular Ministry of Health deworming program in schools. Children not treated in schools will be treated in the community. The research team in coordination with members of the Centre for Malaria, Parasitology and Entomology (CMPE) and the Department of Communicable Disease Control (DCDC) will implement the MDA delivery in the community. All doses will be taken under direct observed treatment. Adverse events monitoring will be undertaken over the course of the treatment.
For Thailand, treatment coverage will be collected by noting the number of PZQ and ALB delivered and taken by individuals positive for OV or STH and the total number of individuals positive for OV/STH for each cluster. For Cambodia and Laos, treatment coverage will be documented by recording the number of PZQ and ALB doses delivered and taken by residents at each cluster as well as the total number of residents in each cluster.
Animal treatmentIn line with the Lawa Model, animal reservoir treatment will also be adapted for this study. The reservoir hosts for OV/STH infections such as cats and dogs can participate in parasite transmission thus, treating them can help interrupt the transmission cycle. For this study, animals in the intervention arm across the three project country sites will be treated with three rounds of PZQ (40 mg/kg) and pyrantel pamoate (10 mg/kg) once orally. The schedule for treatment will be done after the baseline survey, at 6 months (after initial treatment) and 12 months later (after the final follow-up survey). Animals in the control arm will remain untreated throughout the study, with treatment provided upon conclusion of the study.
Data collectionTo ensure the trial procedures will be implemented consistently across all the country sites, several workshops will be organized and participated in by the study investigators. Subsequently, standard operating procedures and standardized research data collection tools (questionnaires and forms) will be developed. Local staff in all the three sites will undertake orientation prior to the conduct of the baseline survey and the study interventions. Only trained local staff will administer the following standardized study procedures including the use of the database developed for the study using the REDCap electronic data capture tools. Quality control of the data will be a routine part of field supervision.
Recruitment and administration of household and KAP questionnairesThe recruitment of study participants will be done through household visits. The local study team from each country will obtain consent from the study participant prior to any specific activities of related to the study. To assess the housing conditions, basic services and economic status of the family, the household interview will be administered to the household head. After the household interview, all the household members aged ≥ 5 years will be invited to participate in the study. After securing informed consent from each participant, the KAP questionnaire will be administered. The KAP questionnaire will include sections eliciting details on demographics, medical history, knowledge, attitude and practices related to STH and OV. The questionnaire will be translated and delivered to the local language of each country. The survey team will be trained on the use of Android-based tablets running the REDCap electronic data capture tool to administer the survey questionnaires and collect geographic coordinates at each selected household. During the data collection, data issues will be identified and addressed on daily basis.
Stool sample collection and laboratory proceduresOne stool sample (around 10–15 g) will be requested from each participant as part of their participation in the trial. They will be instructed on how to collect the sample and provided with a stool collection kit that includes a stool container, gloves and applicator stick. Furthermore, they will be asked to collect the sample the next morning. The research team will allot 2–3 days for stool collection visits per household to ensure high submission rates. After collection, the research team will immediately process the samples in the field, preserving a 2-g aliquot in 10 ml of 10% formalin for modified Formalin ethyl-acetate concentration technique (MFECT) [56], a 3-g aliquot fresh sample to be frozen and a 3-g aliquot in 80% ethanol for molecular analysis employing quantitative polymerase chain reaction (qPCR) for the diagnosis of STH and OV. Frozen samples will be kept at − 20 °C and will be stored in dry ice during transport. Samples for MFECT and molecular analysis will be kept chilled until transported to the designated laboratory in each country (CNM in Phnom Penh, KKU in Thailand and TPHI in Lao PDR), and then examined using MFECT. Preserved stool samples for molecular analysis will be performed either in Khon Kaen University, Thailand or QIMR Berghofer Medical Research Institute, Australia.
Participant retention planProgress of the study will be communicated to and discussed with the local stakeholders including the health officials of each study village. To ensure participation at follow-up, all study participants will be provided with a reminder of their 12-month follow-up assessments a week before the scheduled visit through the village chief and health workers. During the follow-up assessments, several household visits will be scheduled to have higher possibility of covering all study participants.
Provision of post-trial careThere is no anticipated harm and compensation for trial participation. Any person found positive for OV or STH infection at follow-up will be referred to the local health authorities for clinical care and treatment.
Animal surveyStool samples will be collected from domestic cats and dogs of the households enrolled in both study arms. The conduct of the baseline survey will either be completed alongside or after the human survey. Consent from the animal owner will be obtained prior to stool collection. All animals will be examined physically before sample collection. Animals that are either young (puppies less than 3 weeks old or kitten less than 6 months old), pregnant, lactating or ill will be excluded from the study. The stool sample collected after applying the enema will be immediately processed in the field and 3 aliquots will be preserved for MFECT (2-g aliquot in 10 ml of 10% formalin), molecular analysis (3-g aliquot in 80% ethanol) and 3-g fresh frozen sample. Stool examination by MFECT will be conducted at a designated laboratory at each site. Preserved stool samples for molecular analysis will be performed either at Khon Kaen University, Thailand, or QIMR Berghofer Medical Research Institute, Australia. The follow-up survey will be repeated across the three country sites after 12 months.
Fish surveyTo confirm the presence of OV in fish, fish will be purchased from the fisherfolk at the local pond/lake in the study area by the research staff. If there is no local water source in the study villages, the residents will be interviewed on which source they normally buy their fish from. The fish sellers will be asked about the sources of fish and the type of water body (e.g. rivers, ponds/lakes and dams). Fish purchased in the field will be stored at 4 °C and transported to designated laboratories in each country. Each fish will be identified using a using a freshwater fish key (https://www.fishbase.de/), weighed and measured. OV from each fish will be identified either by the digestion [57] or compression [58] method, or both.
Data management and confidentialityBaseline survey data will be collected in-field by the research team on electronic tablets using REDCap electronic data capture tools [59, 60]. For Cambodia and Lao PDR, due to internet connectivity issues in the study areas, data will be collected offline and will be sent to the server daily using a secure wireless connection. For Thailand, the data will be collected online. Follow-up survey and microscopy data will be similarly captured using REDCap tools. The REDCap database is hosted at the University of Queensland and data will be stored for 5 years from the date of the data collection, after which the de-identified data will be archived. Data quality will be assured through the use of data validation settings in REDCap and continuous monitoring and feedback by study investigators.
All information that will be collected from the study participants will be kept confidential. Stool samples will be labeled using each participant’s assigned ID, with no identifying information. Reports that will be generated from this study will only contain summary of the data collection without the names of the respondents. The final study datasets will be accessible only to the study investigators.
Study outcomes and statistical analysisTo assess the primary and secondary outcomes of this trial, the final cohort will be restricted to [1] participants with a stool sample tested at baseline and follow-up and [2] those who completed a KAP questionnaire at baseline and follow-up, respectively. The primary outcome of the study will be cumulative incidence of human OV and STH infection. Prevalence of infection in humans and mean infection intensity, both with corresponding 95% confidence intervals, will be calculated from the baseline survey data. Exploratory analysis of variables that are potentially associated with the outcome (e.g. age, sex, occupation) will be conducted on the baseline data. Multivariate regression will be used for formal analyses of follow-up incidence (log-binomial model) and intensity of infection (negative binomial model). Covariates will include baseline infection and other relevant covariates selected from preliminary analyses.
Two multi-level models (i.e. combined (all three countries) and stratified by country), with village as a random effect, will be applied using SAS (r) Proprietary Software 9.4 (TS1M7) [Copyright (c) 2016 by SAS Institute Inc., Cary, NC, USA, Licensed to Queensland Institute of Medical Research (QIMR)- Genetics and Population Health, Site 10,008,492. software [61]. Relative risk estimates will be converted to estimates of control program effectiveness against any helminth, STH and OV infection, separately. Sub-group analysis may be undertaken to evaluate intervention effect with baseline prevalence and infection intensity.
The secondary outcome of the study will be the change in knowledge, attitude and behaviour measured by a KAP questionnaire. The scores for the knowledge, attitude and behaviour components in the KAP questionnaire will be calculated as percentages, and differences between groups will be expressed in percentages points. Two multi-level models (i.e. combined (all three countries) and stratified by country), with village as a random effect, will also be developed using linear regression. Animal host (e.g. cats, dogs and fish) data will be summarized descriptively in terms of prevalence and infection density.
Interim analysesThis study is classified as a low-risk interventional trial. Therefore, it is deemed not necessary to plan an interim analysis for patient safety reasons.
Oversight and monitoringComposition of the coordinating centre and trial steering committeeThis trial will be overseen by the chief principal investigator (PI) who will be responsible for providing guidance and technical assistance to each country site PI and all trial-related activities. The chief PI will ensure that the trial objectives are met according to the study timelines and protocol, including allocation of financial resources for the trial conduct. Country PIs, meanwhile, will be responsible for the recruitment, assessments and intervention implementation. The country PI will also be responsible for the day-to-day supervision of the local study team during the trial activity. Updates from each country site will be provided to the study’s chief investigators during regular monthly meetings. The trial steering committee will be comprised by study’s chief investigators chaired by the study’s principal investigator. Stakeholders of this trial will include Ministries of Health and Education as well as local village health volunteers/workers and village leaders.
Composition of the data monitoring committeeThere is no data monitoring committee as minimal risk is associated with this trial.
Adverse event reportingGiven the nature of the study, we do not expect to have adverse events. The topics that will be discussed during the health education sessions are not controversial. The drugs ALB and PZQ used for the treatment of STH and OV, respectively, have been recommended by the WHO and used extensively worldwide with minimal side effects [61]. Most common side effects reported from these drugs include abdominal pain, nausea, vomiting, diarrhoea and fatigue [61]. Monitoring of these side effects is described in the “Human treatment” section above. Serious adverse events (SAEs) are also not anticipated from taking these drugs.
Frequency and plans for auditing trial conductThe study investigators are responsible for auditing the conduct of the trial. Each country PI and study staff will have regular meetings during the course of the recruitment and data collection. Review of data will be done by the study team on an ongoing basis for completeness and accuracy. Monitoring assessments will be conducted by the principal investigators. Progress and key results will be discussed by the study investigators through feedback meetings or workshops. Any unanticipated problems and protocol deviation that may arise during the study will be documented and reported to the ethics committee.
DisseminationThe trial results will be presented to the Ministry of Health and local stakeholders in each project site. Results will also be presented at international conferences and published in peer-reviewed journals.
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