Relationship between cumulative silica exposure and silicosis: a systematic review and dose-response meta-analysis

WHAT IS ALREADY KNOWN ON THIS TOPIC

Despite decades of research, evidence regarding the relationship between cumulative respirable silica and silicosis has not been appraised in a systematic review process or quantified using meta-analysis methods.

WHAT THIS STUDY ADDS

Using reproducible methods, we showed substantial differences in cumulative risk estimates of individual studies, dependent on which methodology was used. In a dose-response meta-analysis, we demonstrated clinically important reductions in silicosis risk at cumulative respirable silica thresholds relevant to UK and US policy debates. Silicosis risks appear different among miners than non-miners, although only two studies of non-miners were included.

HOW THIS STUDY MIGHT AFFECT RESEARCH, PRACTICE OR POLICYBackground

Silicosis is an incurable respiratory disease caused by exposure to respirable crystalline silica (RCS). The global burden of silicosis is unclear; high prevalence among mining1 and non-mining industries,2 ongoing high exposures and concerns of under-reporting mean silicosis morbidity and mortality is likely far higher than modelled estimates.3 Chronic silicosis, the most common form, may present decades after lower dose exposures and is considered the primary outcome of this study. Acute and accelerated silicosis presents within 10 years of high intensity exposure. Lower grade silicosis may be asymptomatic, but disease progression after exposure cessation can occur with subsequent disabling dyspnoea and cough. Silica exposure is also associated, in a dose-response manner, with silicosis mortality, lung cancer, tuberculosis, autoimmune disease and renal disease.4 5

Despite decades of research, permissible exposure limits (PELs)—representing average intensity of RCS exposure over an 8-hour working shift—are debated and range from 0.05 (USA) to 0.35 mg/m3 (China).6 The most comprehensive review of silica exposure risks was the 2016 US Occupational Safety and Health Administration (OSHA) Federal ruling, resulting in reduction of the US PEL from 0.1 mg/m3 to 0.05 mg/m3.7 The OSHA’s silicosis prevalence estimates were 60–773/1000 workers for 45- year exposures at an average exposure of 0.1 mg/m3 and 20–170/1000 workers for 45- year exposures at 0.05 mg/m3.7 The OSHA legislation excludes the US mining industry in which the PEL was reduced from 0.1 mg/m3 to 0.05 mg/m3 earlier in 2024.8 There is a current UK government call for evidence regarding this same reduction (0.1 mg/m3 to 0.05 mg/m3).9

The OSHA review findings should be interpreted cautiously. First, the review methods are not described. Second, the prevalence estimates used relied on respective study methods and in one case were estimated from graphs.10 Finally, the authors compared different outcomes—for example, modelled (instantaneous) odds of disease11 and cumulative risk.

The OSHA conclusions were similar to those of a prior review which stated that “30 years exposure at 0.1 mg/m3 might lead to a lifetime silicosis risk of about 25%, whereas reduction of the exposure to 0.05 mg/m3 might reduce the risk to under 5%“.12 Both reviews noted between-study heterogeneity, partly explained by methodological differences. Conversely, plots comparing non-parametric cumulative risks demonstrate similarities between multiple selected studies.13 14

A limitation of the above evidence is the use of non-systematic review methods to present narrative findings and, in some cases, non-transparent methods to provide quantitative summaries. Furthermore, no study has investigated the impact of different cumulative risk calculation methods used by included studies. An intrinsic limitation of using radiographic silicosis as an outcome is the presence of sub-radiological silicosis, even at higher autopsy and CT grades of disease.15 The recent development of a ‘dose-response meta-analysis’ enables the meta-analysis of relative risks of silicosis from different study methodologies (eg, case-control, cohort study) across RCS dose categories.16

We therefore aimed to investigate the relationship between cumulative RCS exposure and silicosis risk by (1) systematically reviewing studies in which adequate latency to achieve the outcome has been achieved; (2) using a life table approach to calculate the cumulative silicosis risk within reported exposure categories; and (3) performing a dose-response meta-analysis to quantify the relationship and heterogeneity between studies.

MethodsSearch strategy and selection criteria

This review follows the Meta-analyses Of Observational Studies in Epidemiology (MOOSE) statement and was registered with PROSPERO (CRD42023401673). Studies indexed before 24 February 2023 were retrieved from Web of Science, Medline and Embase. Search strategies included terms for ‘silicosis’ and ‘cumulative exposure’ (see online supplemental file 1). All studies in previous reviews were captured by our searches.7 12 Selection criteria included English language studies of RCS-exposed adults, reporting an individual estimation of RCS and subsequent categorical dose ranges. Silicosis was defined by radiological diagnosis, using International Labour Organisation (ILO) classification or similar, or autopsy. We included studies where mean or median duration since starting work was estimated at >20 years; this represented a pragmatic balance of capturing the increased silicosis risk observed after 20 years10 17 18 while maintaining adequate study numbers.

Study selection and data extraction were performed on the Covidence platform (figure 1). Following de-duplication, two authors (JG, PH) independently screened abstracts and full texts, with conflicts resolved through final author review (JF). Contact with authors of studies with plausible population overlap was attempted but not successful. In these cases, we chose the study with the most detailed exposure categories.

Figure 1Figure 1Data analysis

Two authors (JG, PH) independently extracted study characteristics and performed quality assessment (see online supplemental file 2). Concentrations and categorical cumulative RCS or dust exposures were extracted. Where cumulative dust exposures were presented, we used the study’s own reported conversion equation to estimate RCS.10 19 Study quality was assessed using an adapted version of the Newcastle–Ottawa Scale (NOS). We removed the NOS ‘comparability’ section as our relationship of interest was univariate; adjustment for confounding and effect was not relevant.

Data synthesis

For all studies we re-calculated the cumulative risk of silicosis by the SAS LIFETEST method used by Chen et al and Hnizdo and Sluis-Cremer,10 19 20 and the method used by Steenland and Brown14 (see online supplemental file 3). For dose ranges where the lower limit was missing, it was assumed zero. Where the upper limit was missing, it was assumed the highest category width was 1.5× greater than the previous category. We plotted re-calculated cumulative risks and then compared them with the reported and model fitted cumulative risks. For Chen et al,10 as no coefficients were provided, we used WebPlotDigitizer21 automated extraction of fitted cumulative risk values from figure 2B in the article and extracted every 5 pixels providing 269 paired values.

We performed a dose-response meta-analysis using standard parameters of the dosresmeta package16 in R (version 4.3.2). The meta-analysis takes log relative risks (including odds ratios (OR) or rate ratios), their confidence intervals (CI) and doses as inputs. Where the number of individuals per category was reported, we calculated the univariate odds of silicosis risk per category, and then the OR for that category compared with the baseline (lowest dose) category. For two studies reporting person-years, incidence rate ratios were calculated using a similar approach.22 23 Both OR and rate ratios were converted to log relative risks. CIs were calculated using the delta method. Unless provided, we estimated dose at the midpoint of each category using the methods described above. For Hnizdo and Sluis-Cremer19 we used data in a second publication,24 as risks were equivalent but more categories were provided. Our descriptive plots showed a differential non-linear response between miners and non-miners. Post-hoc, therefore, we fitted separate restricted cubic spline models for each population. For the miner model (dose groups=55) we chose four knots at default quantiles (0.05, 0.35, 0.65 and 0.95) equivalent to 0.4, 2.0, 3.9 and 12.0 mg/m3-years of RCS exposure. For the non-miner model (dose groups=18) we chose three default knots (0.1, 0.5, 0.9) equivalent to 0.9, 6.2 and 15.4 mg/m3-years. Departure from linearity was tested using the Wald test. To provide context for the current UK and US debate regarding the change of PELs, we fixed the baseline relative risk at 4 mg/m3-years, equivalent to 40 years working at 0.1 mg/m3.

We used ORs as a standardised effect measure assuming limited impact of censoring. This was justified as the loss to follow-up among cohort studies was relatively low (0–9%) and the long silicosis latency and potential cessation of work on diagnosis meant that most or all total exposure occurs prior to disease—for example, in the study by Miller et al 5 and 15 participants had >2/1 and >1/1 radiographs on their last interim survey compared with 47 and 105 participants at follow-up.11 Furthermore, the alternative of using ORs for cross-sectional studies and hazard ratios for cohort studies presumes approximate equivalence; when disease prevalence increases significantly across the exposure range this is not the case.

To explore the population-level effect we calculated the absolute risk reduction (ARR). The Steenland study method was used to re-estimate the categorical cumulative silicosis risks for all studies.14 We then fitted non-parametric locally weighted least squares estimates (LOESS) and extracted the median risk equivalent of 40 years working at 0.1 mg/m3 (4 mg/m3-years). We used this to calculate the ARR when average exposure is reduced to 0.05 mg/m3 (2 mg/m3-years).

Sensitivity analyses

We performed five sensitivity analyses: (1) we included only ILO major category 1 (or equivalent) silicosis; (2) we excluded cross-sectional studies; (3) we included exclusively miner cohorts; (4) we compared high (≥0.1 mg/m3) and low intensity studies among miners; and (5) to investigate heterogeneity at lower doses, we included only categories up to 8 mg/m3-years, the limit of model stability. Intensity (analysis 4) was our only pre-specified sensitivity analysis.

All codes and data are publicly available (https://github.com/pjhowlett/silica_drma).

Results

Searches in Web of Science, Medline and Embase databases and citation searches yielded 1206 studies (figure 1). After de-duplication, 782 studies underwent title and abstract screening and 50 underwent full-text screening. Of 11 eligible studies, three reported overlapping cohorts and were excluded. Eight studies were therefore included with a total of 65 977 participants of whom 8792 had silicosis. The proportion with silicosis ranged between 4% and 32%. Agreement between reviewers was fair and substantial for title/abstract and full-text review, respectively (Cohen’s kappa 0.46 and 0.70).

Characteristics of studies

Among the eight studies, five were cohort and three were cross-sectional studies (table 1). Chen et al reported on three cohorts, resulting in a total of 10 cohorts.10 Of these, six cohorts exclusively worked in the mining industry,10 11 14 18 19 two exclusively within industrial plants (pottery factory and foundry)13 23 and two consisted of workers from both, one with a predominance of miners (26 670/34 018, 78%)25 and the other with an undefined mix.22 Mean or median follow-up from initial exposure ranged from 24 to 37 years in six studies.10 14 18 19 22 23 In two other studies, minimum follow-up from first exposure was estimated at 13 years and 26 years, respectively.11 ,13 Six studies used either ILO major category 1 radiographs or equivalent for diagnosis,10 18 19 22 23 25 one used death certificates in addition to ILO major category 1 radiographs14 and one used ILO major category 2 radiographs.11

Table 1

Characteristics of the seven studies which fit the inclusion criteria

Average exposures varied within and across cohorts; all averages were above the current US PEL of 0.05 mg/m3. Steenland and Brown noted a decreasing intensity of exposure from 0.15 mg/m3 in cohorts hired before 1930 to 0.02 mg/m3 after 1950.14 Hughes et al show a differential dose-response among those exposed to intensities of <0.5 mg/m3 compared with >0.5 mg/m3, although this was confounded by higher exposures among early hires.22 A separate study of the Scottish Colliery cohort11 reported a small proportion of hours worked at intensities >1 mg/m3.26

Risk of bias

Overall, the studies were deemed to have a low risk of bias (table 2 and online supplemental file 4). Most longitudinal studies reported frequent radiographs, particularly during employment; however, for one study only two radiographs were taken14 and in a second the frequency was unclear.22 In cohort studies, loss to follow-up ranged between 0% and 9%. Confirmation of baseline silicosis absence in two Chinese studies was not possible as mandatory chest radiographs were not introduced until 1963.10 25 Additional uncertainty due to conversion factors was reflected in the ascertainment of exposure scoring.10 19 25 A plot of log relative risks against cumulative exposures among miners (see online supplemental file 5) may suggest greater relative risks in studies with larger standard errors.

Table 2

Newcastle–Ottowa Scale (NOS) quality assessment tool

Cumulative risk

Re-estimated cumulative risk of silicosis (using the Steenland method) increased more rapidly and was larger in miner cohorts than in non-miner cohorts (figure 2A). In studies where cumulative exposures approached and exceeded 10 mg/m3-years there appeared to be a gradual flattening of the cumulative risk curve. Parametric fitted cumulative risk curves (figure 2B) show similar patterns. Among the parametric curves, the lowest risk is observed among diatomaceous earth industry workers who had low intensity exposure (<0.5 mg/m3); this cohort included an unknown proportion of miners and processing workers.27 Differences in cumulative risk estimates due to different methodology are clinically important, particularly at lower dose ranges of <10 mg/m3-years (figure 3A,B). Applied to all studies and cumulative dose categories compared with the Steenland method, the SAS LIFETEST method underestimated cumulative risk by a median of −7.2% (IQR −1.6% to −20.5%) while fitted risks underestimated cumulative risk by a median of −4.1% (IQR −0.4% to −8.2%).

Figure 2Figure 2Figure 2

Comparison of cumulative risk of silicosis according to cumulative respirable crystalline silica (RCS) exposure. (A) Life table re-calculated cumulative risk for each study estimated using the Steenland formula. (B) Fitted parametric cumulative risk curve. These were either plotted using the formulae presented in the respective paper or, in the case of Chen et al,10 as no formulae were provided, plotted using locally estimated least squares regression (LOESS) from a total of 269 paired values across the three cohorts.

Figure 3Figure 3Figure 3

Comparison of calculated, reported and fitted cumulative risk of silicosis among studies providing categorical data (n=8). (A) Comparison of cumulative risks according to cumulative silica exposure for eight cohorts across six studies (NB: Hnizdo and Sluis-Cremer is represented by the full cohort and the selected group of only those who were active miners and attended an annual screening programme). (B) Re-representation of the data as the difference between the SAS LIFETEST formula and other methods according to cumulative silica exposure. This plot uses the same cohorts for A and B. These are represented by the same positioning and colour.

Dose-response meta-analysis

Among miners, the estimated relative risk reduction attributable to a reduction from 4 mg/m3-years silica exposure (equivalent to 40 years work at 0.1 mg/m3 intensity) to 2 mg/m3-years (equivalent to 40 years work at 0.05 mg/m3 intensity) is 0.23 (95% CI 0.18 to 0.29) (table 3). Heterogeneity was very high (I2=92.9%). Among non-miners, a similar reduction from 4 mg/m3-years to 2 mg/m3-years resulted in a relative risk of 0.55 (95% CI 0.36 to 0.83). Heterogeneity was high (I2=77.0%). Both relationships were non-linear (Wald test p<0.001). The dose-response meta-analysis fitted curves show a more rapid increase in relative risk of silicosis among miners than non-miners at cumulative doses of <10 mg/m3-years (figure 4). Compared with the primary analysis, none of the sensitivity analyses retaining the mining/non-mining stratification resulted in meaningful differences to the relative risk (see online supplemental file 6). Models stratified by exposure intensity resulted in larger relative risk estimates for low intensity cohorts. Restricting to exclusively miner cohorts and dose categories <8 mg/m3-years reduced the I2 to 74.1%. The reduced heterogeneity at lower doses can be visualised when log relative risks are plotted against cumulative exposures (see online supplemental file 5).

Figure 4Figure 4Figure 4

Dose-response meta-analysis of the relative risk of silicosis according to cumulative respirable cystalline silica (RCS) exposure. The reference category with a relative risk of 1 is fixed at 4 mg/m3-years, equivalent to 40 years working at 0.10 mg/m3. As the dose-response method would not allow for all persons in a category to achieve the outcome, 4 of the total 77 categories were combined. (A) Predicted increase in relative risk among mining cohorts (n=8 cohorts, providing 55 individual data points) using a restricted cubic spline model. Four knots at default quantiles were chosen (0.5, 0.35, 0.65 and 0.95), equivalent to 0.4, 2.0, 3.9 and 12.0 mg/m3-years. Heterogeneity was very high (I2=92.9%). (B) Predicted increase in relative risk among non-mining cohorts (n=2 cohorts, providing 18 individual data points). Three default knots were chosen (0.1, 0.5, 0.9), equivalent to 0.93, 6.2, and 15.4 mg/m3-years. Heterogeneity was high (I2=77.0%).

Table 3

Comparison of the relative risk and absolute risk reduction of silicosis at a cumulative respirable crystalline silica exposure of 2 mg/m3-years versus 4 mg/m3-years among miners and non-miners

For miners, the median estimated cumulative risk of silicosis from LOESS models at 4 mg/m3-years was 420 per 1000. If cumulative exposure was reduced to 2 mg/m3-years, the ARR was 323 (95% CI 298 to 344) fewer cases per 1000 miners. For non-miners, at 4 mg/m3-years the median estimate was 51 cases per 1000. If cumulative exposure was reduced to 2 mg/m3-years, this resulted in 23 (95% 9 to 33) fewer cases per 1000 non-miners. Data were only available from two non-mining studies, which demonstrate different cumulative risks with silicosis at 4 mg/m3-years (2.0% and 8.2%). Further LOESS cumulative risk estimates are shown in online supplemental file 7.

Discussion

Previous narrative reviews have not rigorously quantified the relationship between cumulative silica exposure and silicosis risk. Our systematic review found the cumulative silicosis risk was higher among mining cohorts than non-mining cohorts at comparable cumulative silica exposure levels. Among mining cohorts, despite very high heterogeneity (I2=93%), we found a reduction from 4 to 2 mg/m3-years cumulative silica exposure was associated with a 77% (95% CI 71% to 82%) reduction in silicosis risk. This is equivalent to an average silica intensity reduction from 0.1 to 0.05 mg/m3 experienced over a 40-year average working lifetime. A recent systematic review suggests this level of average exposure reduction is achievable.28 Among non-mining studies, the reduction from 4 to 2 mg/m3-years was associated with a 45% (95% CI 34% to 67%) reduction in silicosis risk (I2=77%). These relative risk reductions result in meaningful absolute reductions. Among miners, the reduction from 4 to 2 mg/m3-years resulted in 323 (95% CI 298 to 344) fewer cases per 1000, while for non-miners this figure was 23 (95% CI 9 to 33) fewer cases per 1000.

Previous reviews used reported and fitted cumulative risk values directly from studies to infer disease burden at different exposure levels.7 12 Our study suggests these inferences may be imprecise because the cumulative risk methodology and underlying estimator assumptions varied across studies, resulting in clinically relevant differences in estimates. These differences are apparent at cumulative exposure values of <5 mg/m3-years, a highly relevant range in our review. Furthermore, a limitation of the LIFETEST method10 19 20 is the assumption that all intervals are equal. We used the Steenland method14 to account for uneven intervals.

One previous meta-analysis used a lifetable approach to calculate rate ratios for silicosis mortality29 and demonstrates a similar shape to our findings with values between those of miners and non-miners (see online supplemental file 8). This may be explained by four of the six studies including non-miners and a relatively fixed non-silicosis mortality quantity across categories. Our ARR values are in keeping with estimates from previous reviews outlined in the introduction.7 12

Our inclusion of two non-mining studies is too few to draw generalisable conclusions and is an oversimplification of the underlying diversity of industries. For example, a dose-response relationship has not been studied in current silicosis outbreaks with very high RCS exposures due to artificial stone2 and sand blasting.30 Choosing accelerated disease as an outcome or considering intensity as an exposure may provide early answers to clinically important questions. Other non-miner populations demonstrate a low incidence. For example, few cases were observed among Swedish and Chinese foundry workers31 32 and a similar relative risk profile to our study was observed among US industrial sand workers and German porcelain workers.33 34 One potential reason for differential responses between miner and some non-miner industries is the proportion of occluded (and thus biologically inactive) surfaces; when adjusted for the cumulative risk discrepancy between pottery and mining largely disappeared.10 Occlusion has also been demonstrated by aluminosilicates in coal mining.35 Alternative explanations include measurement error—that is, that (non-personal) airborne sampling in open workplaces overestimates true exposure. Importantly, given the range of industries, co-exposures and fatal recent outbreaks, caution is needed in drawing any conclusions until further (industry-specific) data are available.

Supporting previous assertions,7 12 we were able to quantify significant heterogeneity in our meta-analysis and dose-response analysis. We observed reduced but persistently high heterogeneity at lower dose ranges and in exclusively miner cohorts. Nevertheless, if caveated with the understanding that the variance in our estimates is almost exclusively due to between-study heterogeneity rather than statistical variability, we believe our meta-analysed estimates still provide clinically meaningful information. This is particularly true given the effect size, the importance of the policy question regarding chronic low exposures, the lack of alternative better methods and the absence of upcoming study data.

We observed an attenuation of the increase in the relative risk of silicosis among both miner and non-miner analyses at higher ranges of cumulative exposure. A clear discussion of the potential explanations is provided by Stayner et al.36 Of particular relevance are the healthy worker effect described in high exposure miners,1 the presence of a (yet undiscovered) resistant phenotype, misclassification of the exposure or outcome (for example, silica conversion errors have been suggested),37 saturation of biological disease pathways at higher silica exposures and potential modifying factors. Higher intensity exposure has been considered a potentiator for silicosis,22 26 but in our case this was not obviously apparent.

Study limitations

Our study has important limitations. Most ILO cut-offs were 1/1 or 1/0. The absence of symptoms at lower ILO grades may limit the overall clinical impact estimated by the silicosis ARR, although further predicting symptomatic individuals at lower ILO grades is challenging.5 Due to unavailability of data we were unable to estimate ARRs at higher ILO thresholds. Importantly, in addition to silicosis, silica exposure has multiple often dose-response detrimental health effects; the silicosis ARR therefore represents the minimum potential health benefit of lowering permissible limits. Confounding and effect modification in the exposure-response relationship is possible: intensity,22 26 age,14 altitude18 and calendar-time14 18 22 have been suggested. However, none are conclusive and our univariate relationship remains a valid model. Substantial methodological differences in RCS measurements exist10 37 and there is a risk of measurement error. While this error may be random, it is potentially more pronounced in historical samples. Our grouping of miner and non-miner cohorts may incur misclassification; two miner cohorts included some non-miners, others potentially include non-mining job roles. The effect is unclear, although restriction to exclusively miner cohorts suggests similar effect sizes with marginal heterogeneity reduction. Despite stringent inclusion criteria requiring raw categorical data and prolonged follow-up, we were able to include most studies in previous reviews.7 12 Most studies had longer follow-up than our selection criteria and cohort loss to follow-up was low, limiting the concern of complete ascertainment of silicosis cases. However, selection bias due to loss to follow-up remains likely, particularly in the cross-sectional studies. The inclusion of different diagnostic criteria such as autopsy may introduce a differential bias, although our sensitivity analysis did not suggest this. Future research is needed to adjust for the effect of sub-radiological disease. The suggestion of increased relative risk among studies with large standard errors implies possible publication bias. However, with few studies over many decades and other potential explanations, it is unclear. Four full-text studies were not in English, online translation was not feasible and an important language bias exists. On reflection, our choice of the NOS is unlikely to capture the full extent of bias present in our studies. The results, particularly quantitative, should therefore be interpreted cautiously. While the assumptions required to choose ORs as the preferable unit of relative risk may introduce differential bias, we believe homogenising the unit of relative risk was the preferable option.

Conclusion

Despite limitations, our study represents an important advance in answering a centuries-old question that remains globally relevant. Using reproducible and transparent methods, we have demonstrated clinically meaningful results that provide a strong argument for lowering RCS permissible exposure limits, particularly among miners, from 0.1 mg/m3 to 0.05 mg/m3. With supportive measures this change is possible. Further research among non-mining industries and in developing economies is warranted. Modern cohort study techniques mean prolonged follow-up is cheaper and easier and studies that associate carefully collected exposures to the risk of silicosis are feasible.

Data availability statement

All data relevant to the study are included in the article or uploaded as supplementary information.

Ethics statementsPatient consent for publicationEthics approval

Not applicable.

Acknowledgments

We would like to thank the Imperial College Library team for assistance with initial search strategies.

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