Thalamic burst and tonic firing selectively indicate patients' consciousness level and recovery

Abstract

Patients with disorders of consciousness exhibit severe declines in arousal and awareness, alongside anomalous functional brain connections and aberrant neuronal activities. Yet, the diagnostic error of patients' consciousness states can reach up to forty percent, resulting in a worse prognosis. Neuronal mechanisms underlying the disorders are indispensable for identifying objective and intrinsic markers of consciousness. As the principal relay station between the brainstem arousal nuclei and the cerebral cortex, the thalamus has been empirically inferred to maintain consciousness and wakefulness within the brain connectome. Here, we investigated thalamic spiking, brain connections, consciousness states, and outcomes following deep brain stimulation in 29 patients. Our study reveals that thalamic activities can signal their consciousness states. Patients diagnosed with vegetative state/unresponsive wakefulness syndrome exhibited less active neurons with longer and more variable burst discharges compared to those in a minimally conscious state. Furthermore, as a direct deep brain stimulation site, neuronal profiles in the centromedian/parafascicular complex of the thalamus indicated whether electrostimulation here improved outcomes. Stronger tonic firing was associated with enhanced thalamocortical connections and better recovery outcomes in patients. These findings suggest that thalamic spiking signatures, including single-neuron burst discharge and tonic firing, selectively indicate the representation and alteration of consciousness. These findings provide direct neuronal and clinical evidence for understanding of thalamic contributions to disorders of consciousness.

Competing Interest Statement

The authors have declared no competing interest.

Funding Statement

This study was supported by Beijing Natural Science Foundation grant Z210009 (to Yan Y.); National Science and Technology Innovation 2030 Major Projects, STI2030-Major Projects grant 2022ZD0204800 (to Yan Y.); National Key R&D Program of China grant 2022YFB4700101 (to H.W.); National Natural Science Foundation of China grant 32070987 and 31722025 (to Yan Y.); Chinese Academy of Sciences Key Program of Frontier Sciences grant QYZDB-SSW-SMC019 (to Yan Y.). S.L. is funded as Chairholder from the Canada Excellence Research Chair in Neuroplasticity; as Research Director at the Belgian National Fund for Scientific Research; the European Foundation of Biomedical Research, the Foundation for Research and Rehabilitation of Neurodegenerative Diseases and the National Natural Science Foundation of China (Grant No.: 81920108023).

Author Declarations

I confirm all relevant ethical guidelines have been followed, and any necessary IRB and/or ethics committee approvals have been obtained.

Yes

The details of the IRB/oversight body that provided approval or exemption for the research described are given below:

The study was approved by the Ethics Committee of Beijing Tiantan Hospital, Capital Medical University (protocol No: KY2017-361-01) and the Ethics Committee of PLA Army General Hospital (protocol No: 2011-0415).

I confirm that all necessary patient/participant consent has been obtained and the appropriate institutional forms have been archived, and that any patient/participant/sample identifiers included were not known to anyone (e.g., hospital staff, patients or participants themselves) outside the research group so cannot be used to identify individuals.

Yes

I understand that all clinical trials and any other prospective interventional studies must be registered with an ICMJE-approved registry, such as ClinicalTrials.gov. I confirm that any such study reported in the manuscript has been registered and the trial registration ID is provided (note: if posting a prospective study registered retrospectively, please provide a statement in the trial ID field explaining why the study was not registered in advance).

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I have followed all appropriate research reporting guidelines, such as any relevant EQUATOR Network research reporting checklist(s) and other pertinent material, if applicable.

Yes

Data Availability

Datasets supporting the findings of this study are available from the corresponding authors on reasonable request.

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