After lowering the threshold for active treatment of preterm infants from 25 to 24 completed weeks’ gestation in the Netherlands in 2010, survival to discharge increased by 10% in extremely preterm live born infants.1 Nevertheless, both higher risk for physical disabilities and cognitive problems later in life have been reported in preterm infants, and especially if born extremely preterm.2–6 Now that this guideline has been implemented, an accurate description of neurodevelopmental outcome at school age is needed, in order to provide national data for prenatal and neonatal counselling of parents and also for international comparison.7
The Extremely Preterm Infants-Dutch Analysis on Follow-up (EPI-DAF) study was designed to evaluate neurodevelopmental outcome at 2 and 5.5 years’ corrected age (CA), using outcome data collected at follow-up visits that are carried out in accordance with the national guidelines in the Netherlands. In a previous cohort of infants being 2 years’ CA, 62% of the extremely preterm survivors did not have any impairment at 2 years’ CA.8–10 However, several studies showed that the correlation between impairment classification at 2 years of age and at middle childhood is moderate.6 11–13 At later age, the degree of disability may be more clearly defined and may be more likely to be predictive of problems that will continue into later life.6 Therefore, this study evaluated the variation in overall impairment between 2 and 5.5 years of age.
The primary aim of the current report as part of the EPI-DAF study was to evaluate cognitive outcome, motor outcome and neurodevelopmental impairment (NDI) in extremely preterm born children at 5.5 years’ CA. As a secondary aim, change in neurodevelopmental outcome from 2 to 5.5 years’ CA was evaluated.
MethodsPatient populationThe EPI-DAF study included all live born infants with a gestational age (GA) of 24–26 completed weeks, who were 5.5 years’ CA in 2018–2020 (birth cohort 2012–2015).14
Data collectionPerinatal data collection and follow-up assessment has been reported previously in detail in a EPI-DAF cohort with follow-up at 2 years’ CA.8 Follow-up is part of standardised aftercare in children after very preterm birth and formalised in a national guideline for follow-up performed in all neonatal intensive care units (NICUs).15 This standardised protocol includes medical history taking, physical and neurological examination and assessment of cognitive and motor development by a trained team, consisting of a paediatrician/neonatologist, psychologist and physiotherapist and is usually taken place at the NICU site of birth of the child. Neurological examination was performed to identify cerebral palsy (CP), which was graded using the five levels defined in the Gross Motor Function Classification System (GMFCS).16 A combination of medical history and results of the assessment was used to rate hearing and vision status. Information on maternal education was collected during follow-up and classified as low, middle or high.17 Socioeconomic status (SES) was assessed using scores (mean 0, low SES <−1, high SES >1) defined by the Netherlands Institute for Social and Cultural Research (The Hague, The Netherlands) based on the postal code at birth.18
Outcome evaluationCognitive outcome was assessed using the Dutch version of the Wechsler Preschool and Primary Scale of Intelligence Scale-III (WPPSI-III-NL, normative mean 100 (SD 15) for all scores).19 This test provides an overall full-scale score (FSIQ) assessing global intelligence, a verbal composite score (VIQ) assessing verbal reasoning ability including vocabulary, information and word reasoning, a performance composite score (PIQ) measuring non-verbal reasoning ability and a processing speeds composite score (PSQ) evaluating visual scanning and motor response speed based on coding and symbol search. All scores were based on age corrected for prematurity.20
Motor outcome was tested using the Dutch version of the Movement Assessment Battery for Children (M-ABC-2-NL).21 The test yields a total standard score (normative mean 10 (SD 3)), and three component standard scores (normative mean 10 (SD 3)): manual skills, ball skills and balance skills scores. Developmental coordination disorders were defined as a total score less than or equal to the fifth centile.22
Neurodevelopmental outcome was a composite outcome measure classified as moderate-to-severe, mild or no impairment, using defined categories of cognitive development, neurological examination and neurosensory function.3 6 9 23
The entity NDI was restricted to children with a moderate-to-severe impairment and included an FSIQ <−2 SD, a CP with GMFCS level 2–5, functionally impaired vision or blindness or hearing loss requiring aids or severe sensorineural hearing loss despite aids.
Mild impairment included an FSIQ between −1 and −2 SD, non-CP-related neurology with abnormal neurological signs but with minimal functioning implications (GMFCS 1), mild visual problems (squints or refractive errors) or mild hearing loss (not sufficient to require aids). Outcome classification was based on the worst determinant in either one of the categories. If children did not visit the neonatal follow-up clinic, but a rehabilitation clinic instead due to severe neurodevelopmental problems, they were included in the study classified as moderate-to-severe impairment.
Of the children who were tested at 5.5 years’ CA, data were also available at 2 years’ CA. Neurodevelopmental outcome categorisation was similar at 2 compared with 5 years’ CA, except for cognitive functioning which was assessed using the Dutch version of the Bayley Scales of Infant and Toddler Development-III-NL (mean 100, SD 15).24
Statistical analysisStatistical analysis was performed using R V.3.5.2. Baseline characteristics and outcome variables were compared between GA groups based on completed weeks of gestation using the one-way analysis of variance for continuous variables and using the χ2 test for categorical variables. A one-tailed one-sample T-test was used to test whether cognitive and motor test scores were lower than the general population using the normative mean scores. Impairment rates were compared between different GA groups using a χ2 test. Overall impairment status was imputed for 148 children who survived without follow-up data available, using an imputation model containing all baseline characteristics including SES using the R multivariate imputation by chained equation package. A p value <0.05 was considered statistically significant.
ResultsStudy populationWithin the study period, 1003 infants were live born with a GA of 24–26 completed weeks, of whom 913 (91%) infants were admitted to a NICU (o nline supplemental appendix 1). Of these infants, 632 (69%) infants survived and were 5.5 years’ CA in 2018–2020. Of all survivors, 498 (79%) children were seen for follow-up at 5.5 years’ CA. Fourteen children were seen for follow-up, but parents refused to register data. Thus, in 484 (77%) children 5.5-year follow-up data were available for categorisation into neurodevelopmental outcome. Of these, 365 subjects were fully assessed using the WPPSI. In 90 subjects, estimate cognitive outcome was based on history (special education) or incomplete psychological tests. In another 29 children, cognitive outcome was estimated by the paediatrician/psychologist to classify children who were contacted by phone due to COVID-19.
In children without outcome data available, SES was lower compared with children with outcome data available (online supplemental appendix 2). With advancing GA, survivors were more often born as small-for-gestation or after caesarean section (table 1).
Table 1Baseline characteristics of all infants with follow-up data available born <27 weeks’ GA who reached 5.5 years’ CA in 2018–2020, separately for infants born at 24, 25 and 26 weeks’ gestation
Outcome at 5.5 years’ CAThe mean FSIQ score was 92.4 (SD 16.5), 95.4 (SD 14.1) and 98.0 (SD 14.2) for 24-week, 25-week and 26-week children, respectively (p=0.020, table 2). For the total cohort, (sub)scales (FSIQ, PIQ, PSQ) were significantly lower compared with the normative mean of 100, except for the VIQ.
Table 2Follow-up results at 5.5 years, born <27 weeks’ GA who reached 5.5 years’ CA in 2018–2020, separately for infants born at 24, 25 and 26 weeks’ gestation
The mean total motor score was 5.8 (SD 3.0), 6.6 (SD 3.4) and 7.1 (SD 3.3) for 24-week, 25-week and 26-week children, respectively (p=0.024, table 2). For the total cohort, all (sub)scales were significantly lower compared with the normative mean of 10.
Among all children with follow-up data available, 46% (95% CI 41 to 50) had no impairment, 36% (95% CI 32 to 41) had a mild impairment and 18% (95% CI 15 to 22) were children with NDI. The number of NDI decreased significantly from 23% at 24 weeks to 13% at 26 weeks’ GA (p=0.019, table 3). Including developmental coordination disorders in the definition of mild impairment increased proportions by 11%, 10% and 12% among 24-week, 25-week and 26-week children, respectively.
Table 3Neurodevelopmental results at 5.5 years of all 484 infants, born <27 weeks’ GA who reached 5.5 years’ CA in 2018–2020, separately for infants born at 24, 25 and 26 weeks’ gestation
The number of children that survived without NDI relative to all live born infants increased from 30% at 24 weeks’ GA to 67% at 26 weeks’ GA (p<0.001, table 4, online supplemental appendix 3).
Table 4Summary of outcomes with imputed ‘survival without moderate-to-severe impairment’ among extremely preterm born children at 5.5 years of age
Changes in categorisation of neurodevelopmental outcome between 2 and 5.5 years’ CAThe overall number of children with moderate-to-severe impairment increased from 8% at 2 years to 18% at 5.5 years’ CA (table 3). From 2 to 5.5 years’ CA, 60% (281/472) remained in the same impairment category at 5.5 years of age, while 9% (43/472) were categorised better and 31% (148/472) were categorised worse (figure 1). The change to a lower category from age 2 to 5 years was not related to perinatal characteristics, but only to low maternal education.
Figure 1Severity of impairment at 2 and 5.5 years age among 472 children with impairment status available at 2 and 5.5 years’ corrected age (CA).
DiscussionThis national cohort study aimed to assess neurodevelopmental outcome at 5.5 years’ CA in extremely preterm infants during a 3-year period, after the threshold of active treatment was lowered from 25 to 24 weeks’ gestation in 2010. Due to that change in active treatment, 10% more extremely preterm live born infants survived to discharge. At 5.5 years’ CA, mild impairment was seen in 36% of the children and moderate-to-severe impairment (ie, NDI) was seen in 18% of the children. The percentage of children that survived without NDI relative to all live born infants increased from 30% at 24 weeks’ GA to 49% and 67% at 25 and 26 weeks’ GA.
At 5.5 years’ CA, 46% of the surviving infants had no neurodevelopmental impairment, 36% had mild neurodevelopmental impairment and 18% of the children showed NDI. In 2018, a meta-analysis was published including 15 cohorts with a broad geographical representation, presenting neurodevelopmental impairment in preterm survivors at age 4–10 years.23 Rates of moderate-to-severe neurodevelopmental impairment (ie, NDI) were 32% (95% CI 25 to 39) at 24 weeks and 23% (95% CI 18 to 29) at 25 weeks. For 24-week infants, the EPI-DAF outcome (23% (95% CI 15 to 33)) is slightly lower than the lower CI boundary of the meta-analysis. For 25-week infants, our results (23% (95% CI 16 to 31)) are within the range of the meta-analysis CI.
To put these rates in perspective, the denominator of the outcome parameter is relevant. While numbers in the previous paragraph are related to survivors, the rate of survival needs to be taken into account as well. In this study, calculating NDI relative to admitted infants, this study showed that 38%, 54% and 69% of the admitted infants born at 24, 25 and 26 weeks’ gestation, respectively had moderate-to-severe impairment-free survival up to 5.5 years’ CA. The EPICure study (birth cohort 1995) showed lower rates of survival without severe or moderate impairment at 6 years of age in only 12% and 24% of the 24-week and 25-week admitted infants, respectively.6 The EXPRESS (Extremely Preterm Infants in Sweden Study) study (birth cohort 2004–2007) related rates of NDI to live born infants, and showed survival without moderate-to-severe impairment at 6.5 years of age in 35%, 50% and 57% of 24-week, 25-week and 26-week live births, compared with 30%, 49% and 67% in this study.11 Although the moderate-to-severe impairment-free survival rates appear higher in the EPI-DAF study compared with the EPICure and EXPRESS studies, it should be acknowledged that the EPI-DAF cohort (birth cohort 2012–2015) is a substantially more contemporary cohort.
Considerable changes in neurodevelopmental outcome were seen between 2 and 5.5 years’ CA. Only 60% of the infants were classified in the same impairment category at both follow-up moments. Moreover, only 41% (34/82) of the children with NDI at 5.5 years’ CA was already identified at 2 years’ CA. The relationship between disability rates over time has been discussed previously, showing that, although severe disability at early age is highly predictive of outcome at 5–6 years, it is hard to identify later onset disabilities or less severe disabilities at early age.6 11 25 For upcoming trials, measuring outcomes after the age of 2 years is highly recommended, as these results are more likely to be predictive to problems that will continue through life.
Apart from CP, many high-risk children have motor problems during infancy.26 As shown in our study, the rate of children with mild impairment increased with 10% when including developmental coordination disorders (defined a motor score ≤5th percentile) in the definition of mild impairment. It confirms that non-CP motor impairment can remain a risk for apparently healthy preterm infants.27 International inclusion of developmental coordination disorders in the definition of mild impairment will help to improve the complex description of difficulties in extremely preterm born children.22
Children that were categorised in a worse category at age 5.5 years were less often born to mothers with high education, compared with children that remained in the same category or improved. Although the association between the level of maternal education and neurodevelopment has been frequently reported, less is known on the effect of maternal education on the trajectory of neurodevelopment. One study determining trajectories of cognitive test scores from infancy to adulthood did not find different slopes for children born to mothers with high education versus lower education.5 However, another study showed that higher parental education may predict stronger gain in cognitive score from 1.5 to 5 years of age.28 The results from the current study underline that increased attention is necessary for children born to mothers with low education, to ensure that they will complete the follow-up programme up to later age and to initiate interventions on time.
Children lost to follow-up were significantly more often born to parents of lower SES. It has been shown previously that drop-outs are more likely to occur in families with social disadvantages, while preterm children from socially disadvantaged families may have poorer neurodevelopment.6 11 For presentation of overall outcome relative to all live born and admitted infants, a multiple imputation model including a SES variable that was available from the registry was used to account for possible selective missing data.
Strengths and limitationsThe strengths of this study include a nationwide standardised follow-up programme as part of NICU aftercare, yielding standardised data for scientific purpose. Collection thereof in the EPI-DAF study database was done over a 3-year period with a creditable follow-up rate. Given the examination of impairment rates over time, age correction for prematurity was used to account for bias. However, this study has limitations as well. First, a weakness is the lack of a term control group, which might overrate favourable outcome. Impairment rates reported in this paper may be lower than the true rate of impairment. Second, the disability criteria did not include behaviour, attention and learning disabilities that are all commonly found among extremely preterm born children. Nevertheless, NDI as defined in our study is often used internationally as an outcome measure for neurodevelopmental outcome in very preterm infants. Third, due to COVID-19, for 29 children developmental outcome was determined based on medical history, partial assessment or phone interviews, instead of validated assessments. Fourth, currently no information is available on impairment rates prior to the guideline change. Last, although reflecting standard care, data were collected by different people, which might have introduced some intra-observer bias. However, standardised tests were used as much as possible.
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