ECHA ARN documents: chemical grouping without a toxicological rationale

In parallel to the CSS, ECHA has started to publish a large number of documents on the Assessment of Regulatory Needs (ARN) which contains a range of proposed restrictions, including potential bans of ingredients based on chemical grouping defined only based on common structural features. However, for the five exemplary cases (Fig. 1) discussed below, the grouping as defined in the ARN appear to violate the principles of Annex XI. In all five cases, there is no toxicological evidence given to justify them as groups for a toxicological assessment. In the absence of a new definition for grouping underlying the formation of the groups in the ARN, they appear arbitrary and not scientifically founded.

(1)

Cyclic ethersFootnote 1

Fig. 1figure 1

The chemical definitions made for the ARN groupings discussed in this commentary: In blue (top of each box) is the definition of the group as given in the ARN dossiers, in black (bottom of each box) two examples are given of group members specifically listed by ECHA in the dossier. Note: Some ARN group definitions are based on drawn general structures and some only based on text as shown in blue. For the cyclic ethers as an example, it is obvious that the group definition (in blue) is very vague, and that the two examples of chemicals in the group are widely different (color figure online)

This group is defined by “the presence of the cyclic ether functionality”. It encompasses 35 completely different structures from a molecular weight of 72–216 Da. Currently, there is no known toxicity which is shared by ethers in general, nor is there a reason from a toxicological stand-point why a cyclic ether in principle is different from a linear ether. As key toxicological concern identified in the group is the carcinogenicity 1B (mainly to the liver) of 1,4-dioxan (EC 204-661-8) and carcinogenicity 2 for tetrahydrofuran (EC 203-726-8). An additional concern for male reprotoxicity based on a 28 d screening study was identified for tetrahydro-4-methyl-2-(2-methylprop-1-enyl)pyran (EC 240-457-5), although these effect were not reproduced in a subsequent 90 days study. Effects on female reproduction/maternal care were observed for 2-methyl-tetrahydrofuran (EC 202-507-4). The structure of these molecules of concern are widely different, and the effects observed in animal studies are not comparable and do not point to a common mode of action. At the moment, there is no reason to link toxicity neither to the presence of the ether functionality nor the fact that these are cyclic rather than linear ethers. Hence, the mere presence of a cyclic ether functionality so far would not be expected to lead to similar toxicological properties for the 35 extremely diverse chemicals included in the group and the requirement for grouping them are, therefore, not given.

(B)

Cyclic acetals from aldehydesFootnote 2

This group is defined by “the presence of a cyclic acetal functionality, whereby the ring can be a 5–7-membered and contain an additional oxygen”. In principle—based on structure—all cyclic acetals are also a subgroup of the cyclic ethers as defined in GMT 208. As for the cyclic ethers, there is currently no common toxicological property known for acetals in general nor is there any indication that cyclic acetals are different from their non-cyclic analogues. Furthermore, no reason is given why the ring should be 5–7 membered. The key toxicologial concern identified in the group is an effect of 1,3-dioxolane (EC 211-463-5) on developmental endpoints, although this effects are only observed at dosed toxic to the dam. So far, there is no indication that the observed effect is attributed the acetal functionality. In principle acetals can hydrolyse under strongly acidic conditions and 1,3-dioxolane under acidic conditions can release formaldehyde (Andrews 1987). Whether 1,3-dioxolane in the gastric fluid releases toxicologically relevant formaldehyde levels and whether these could reach the target organs is thus an open question, yet if that was the mechanistic concern, then a correct grouping would group all those acetals (cyclic or not) which are able to release formaldehyde under physiological conditions rather than grouping all cyclic acetals.

(C)

Aromatic ethersFootnote 3

This group is defined by “an ether group—an oxygen atom connected to two aryl groups or one aryl and one alkyl group”. This group encompasses 23 widely differing structures. Here, the key toxicological concern identified is for 4-methyl-anisole (EC 203-253-7) and methyl 2-naphthyl ether (EC 202-213-6), both self-classified as CMR2. In both cases developmental effects on different endpoints in presence of maternal toxicity were observed. Currently, we have no clear indication that an ether functionality next to an aryl group leads to an intrinsic toxicity and whether the toxicity of the two mentioned chemicals is specifically linked to the fact that they are aryl-ethers. Notably, 2-phenoxyethanol—which is not included in the group due to presence of an additional hydroxyl group—does contain the aromatic ether functionality and it is the cosmetic preservative with the probably strongest history of safe use.

(D)

AralkylaldehydesFootnote 4

This group is defined by the common presence of (a) aldehyde functionality and (b) a phenyl substituent which are linked by an alkyl chain. The key toxicological concern in the group identified by ECHA is 2-(4-tert-butylbenzyl) propionaldehyde (EC 201-289-8), which has a harmonized classification as Repr.1B H360Fd. However, there is no indication in the literature that there is a toxicological property explained by the interaction of the aldehyde functionality and the phenyl ring in the molecules in this group—these are two independent chemical functions and thus it is scientifically questionable to base a grouping on the joint presence of these two groups in the same molecule. The reprotoxicity of 201-289-8 does not require the aldehyde group, as the corresponding acid (Lysmerylic acid; CAS 66735-04-4), the hydrocarbon p-tert-toluene (CAS 98-51-1) or the derived metabolite p-tert-butyl benzoic acid (CAS 98-73-7) have the same toxicity based on a common metabolite (Laue et al. 2017), completely independent of the aldehyde group but requiring the phenyl group, inter alia. On the other hand, the risk for skin sensitization mentioned as another toxicological endpoint in the ARN most likely comes from the aldehyde group—but then, a molecule with e.g. a cyclohexenyl instead of a phenyl ring would have similar sensitization potential based on our mechanistic understanding and would need to be included in the grouping. Thus, two functional groups defining the group in this ARN have independent toxicological importance and their common presence in a molecule does not justify a grouping, as no similar toxicological properties derive from their simultaneous presence in the same molecule.

(E)

Paraben acid, salts and estersFootnote 5

This group is defined by the presence of the paraben acid moiety, namely 4-hydroxy benzoic acid (EC 202-804-9) and includes both the acid, its salts and all its esters. This grouping would make perfect sense, if the concern would be based on the common metabolite, namely 4-hydroxy benzoic acid, as ample evidence shows that all paraben esters are rapidly hydrolyzed in vivo and that all administration routes lead to a single peak in plasma, corresponding to 4-hydroxybenzoic acid (Aubert et al. 2012).

However, the main toxicological concern in this group raised by ECHA are the esters, whereby Butyl paraben (EC 202-318-7) has been proposed as an endocrine disruptor (DK-EPA 2020), mainly based on its in vitro binding to the estrogen receptor, although at ≥ six orders of magnitude lower potency as compared to estrogen (Pop et al. 2018). In parallel Isobutyl Paraben (EC 224-208-8) was proposed as ED by Denmark. Both these assessments are not based on guideline-conform studies nor on ECHA registrations. The assessment of EC 202-318-7 has specifically excluded an assessment of metabolism, and the rapid conversion to 4-hydroxy benzoic acid was not considered in the assessment of EC 202-318-7. Interestingly, the ARN states that the ED concern for 4-hydroxy benzoic acid was refuted based on a Substance Evaluation conclusion document, which specifically stated that “the estrogenic activity of 4-HBA is insignificant” and that “The concern in relation with endocrine disruption as main concern was not confirmed within this evaluation and 4-HBA is not regarded as having estrogenic activity” (Czech_republic 2016).

Thus, the conclusions from this grouping is misleading, as it groups the acid with the esters and defines the acid as the common structural feature—which is well aligned with the known in vivo metabolism—but it maintains ED as the key concern of the group although an ECHA document has already concluded that there is no ED concern for the common metabolite actually defining the group. Based on this assessment, the acid should either not be grouped with the esters, or—by applying the sound toxicological grouping based on the common in vivo metabolite—this ARN would lead to a reassessment of the ED concern of the whole group, this time taking metabolism into account. Surprisingly, the grouping in the ARN does not lead to this scientific conclusion, it concludes that all substances—including the acid—should be evaluated for ED and all parabens potentially be restricted based on Substance of Very High Concern (SVHC) identification. It specifically states that “all the substances in the group are also suspected of having a reproductive toxicity hazard based on known or potential estrogenic mode of action”, despite the fact that methyl paraben (EC 202-785-7), the substance in the group produced at the highest tonnage, was registered with an OECD 443 extended one-generation reproductive toxicity (with F2 generation and developmental neurotoxicity) and a OECD Guideline 422 reproduction screening test, in both studies, no effects up to the maximal dose of 1000 mg/kg bw/d were observed (ECHA 2022b). Thus ECHA has the full set of data to conclude that there is no adverse effect and hence no ED identification on this key member of the group but did disregard this information when making these generalizations.

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