Cancers, Vol. 14, Pages 5775: Oral Cancer in HSCT Pediatric Patients Arising on GVHD: A Comprehensive Review

1. IntroductionHematopoietic stem cell transplantation (HSCT) represents an effective procedure, widely used as a therapeutic treatment for patients diagnosed with various malignant haematological disorders, bone marrow failure disease, and congenital immune deficiencies [1].Yearly, more than 50,000 HSCT are performed worldwide, of which more than 21,000 are allogeneic [2].Stem cells may be obtained from different sources: mobilized peripheral blood (PB), bone marrow (BM), and umbilical cord blood (UCB) [3]. The selection of a donor is a critical element contributing to the HSCT’s success. Cells may be obtained from the patient (autologous, HLA identical); an identical twin (syngeneic, HLA identical); a sibling, relative, or unrelated donor (allogeneic, which can be HLA identical, haploidentical, or mismatched) [4].Improvements in transplant medicine have considerably increased the patient’s long-term survival rate: 70–80% of those who survive the first 2 years following HSCT are expected to become long-term survivors [5]. With the improvement in long-term survival rate, there is a need to quantify the late effects of HSCT [6].In addition to a broad range of complications, such as infections, cardiovascular impairment, end-stage renal disease, bronchiolitis obliterans, and avascular necrosis, the development of secondary malignancies (hematologic malignancies, lymphoproliferative disorders, and solid secondary cancers) has been reported [7]. The risk of developing secondary malignancies reaches its peak among children who have undergone transplantation when they are 10 years old, and it is higher for those who are 10 to 29 years old at the time of transplantation than for those who are 30 years or older [8].Hematological malignancies and lymphoproliferative diseases are relatively common and usually present early after the HSCT [6]; solid cancers (involving the skin, oral cavity, genitourinary tract, breast, bone, connective tissue, brain, liver, lung, and thyroid) are less frequent with an incidence rate of 2 to 6% at 10–15 years after HSCT and account for approximately 5% to 10% of late death in patients after HSCT [1,2]. The risk of secondary solid tumors begins to increase around 10 years after transplantation and continues even 20 years later [1]. In fact, the cumulative incidence of secondary solid malignancies is 2.5% (95% CI: 2.0–3.0%) at 10 years, 5.8% (95% CI: 4.3–7.0%) at 15 years, and 8.8% (95% CI: 6.2–12.3%) at 20 years after HSCT, respectively [2].In particular, the oral cavity is thought to be one of the most susceptible sites for secondary solid tumors, primarily oral squamous cell carcinoma (OSCC) [6]. Several potential factors associated with secondary solid cancers are reported in HSCT patients, including the history of graft-vs-host disease (GVHD), previous long-term immunosuppressive therapy ≥24 months, use of mismatch-related donor, male gender, viral infections, genetic susceptibility, time after HSCT, age at transplant, total body irradiation (TBI) based condition, radiation exposure, immune dysfunction, hematopoietic growth factors to promote myeloid engraftment and poor Karnofsky performance status (2].Among the known risk factors, TBI-based condition or radiation exposure may be the single most important risk factor for the development of solid malignancies. The severity of chronic GHVD and the use of immunosuppressive therapy have also been shown to significantly contribute to excess risk [2]. Furthermore, the risk of specific types of solid malignancies seems to be related to exposure to different risk factors. For example, one of the largest international studies on the onset of solid cancers after HSCT demonstrated that the risk of developing a non–squamous cell carcinoma (non-SCC) following conditioning radiation was highly dependent on age at exposure. Among patients irradiated at ages under 30 years, the relative risk of non-SCC was nine times that of nonirradiated patients, while the comparable risk for older patients was 1.1 [9]. TBI-based condition is associated with a several-fold higher risk of cutaneous melanoma, thyroid cancer, breast cancer, soft tissue, and brain tumors, whereas GVHD increases the risk of OSCC by approximately fivefold [2]. In addition, the use of myeloid growth factors to promote engraftment may also be associated with an increased risk of breast cancer; The risk of lung cancer is increased among older patients and in recipients with a history of smoking before HSCT [2].GVHD is a systemic disorder that occurs when the transplanted immunocompetent donor T lymphocytes react against the recipient tissue, recognized as foreign, due to differences in minor and major histocompatibility antigens. The grade of human leukocyte antigen (HLA) mismatch is considered one of the main risk factors for GVHD onset [10].GVHD has been classically categorized into acute (aGVHD) and chronic (cGVHD), based on the timing of onset (before and after 100 days post-transplant, respectively). A-GVHD is T-cell mediated and presents in nearly 50–70% of HSCT, with mortality rates of 27–92%, mainly involving the gastrointestinal tract, skin, and liver. The severity of aGVHD is assessed by the degree of impairment of the involved organs: grade I is considered mild; grade II as moderate; grade III as severe, and grade IV as life-threatening [10,11,12].C-GVHD is B and T-cell-mediated and affects approximately 50% of HSCT patients, with a mortality rate of approximately 25% [10]. It is characterized by the involvement of different organs and systems, such as the gastrointestinal tract, skin, liver, lung, musculoskeletal and genitourinary systems, and oral cavity, causing a progressive worsening of the quality of life [10,12]. Oral cGVHD has a reported prevalence ranging from 45% to 83%, and it comprises three different patterns that can coexist: oral lichenoid lesions, mostly affecting the labial and buccal mucosa, the tongue, and the palate, manifesting as hyperkeratotic striae, patches, plaques, papules, atrophy, erosions, and ulcerations; salivary dysfunction with xerostomia; perioral fibrosis with restricted mouth-opening (Figure 1 and Figure 2) [1,10]. Furthermore, some clinical changes of oral cGVHD such as vasculitis-like features or a telangiectatic appearance of the mucosa, inflammation, and loss of the stippling of the attached gingiva may represent early alterations of oral cGVHD [13]. CGVHD, particularly in the case of multiorgan involvement, requires systemic corticosteroids and/or other immunomodulatory agents. However, when the oral cGVHD is resistant to systemic treatment or when the oral tissues are the only organ involved, intensive topical corticosteroid therapy is considered the mainstay of oral mucosal cGVHD management [11].Oral cGVHD has a lead role in HSCT-related carcinogenesis, because of local immunologic dysregulation. CGVHD determines a long-term inflammation of the oral mucosa, with an upregulation of cytokines and the generation of reactive oxygen species, which are thought to be risk factors for the onset of dysplastic lesions. Furthermore, the immunologically mediated chronic injury during cGVHD may predispose to genomic instability and to oncological transformation [10].Evidence from the current literature shows that the majority of HSCT patients, who have been developed an OSCC, suffered from the oral form of cGVHD before the diagnosis of oral malignancy [12]; furthermore, the development of solid malignancies seems to occur at anatomic sites initially involved with cGVHD-related inflammatory processes [14].OSCC generally occurs with a latency period of 1.0 to 20.8 years after HSCT, which results in poor life quality and non-relapse mortality [1]. The preferential sites of onset are the tongue, buccal mucosa, and lips, with clinical phenotypes resembling other forms of OSCC with exophytic or endophytic ulcerated lesions [10].Since the risk of developing OSCC increases with time post-transplantation, a particular attention should be paid to pediatric patients undergoing HSCT, who are likely to have long-term survival [12].

Although the risk of developing OSCC in patients with GVHD is well established, no studies report on the unique concerns regarding the population of patients who have been transplanted as children. Therefore, the purpose of the present paper was to review scientific literature to extrapolate all the published data on HSCT pediatric patients, affected by oral GVHD, who have been developed OSCC.

2. Materials and Methods

MEDLINE/PubMed and Web of Science literature searches were performed, using the following keywords in different combinations: “graft versus host disease” (GVHD), “oropharyngeal cancer”, “children”, “head and neck cancer”, “pediatric”, “oral squamous cell carcinoma” (OSCC), “hematopoietic stem cell transplantation” (HSCT), “oral cancer”. Studies were included if fulfilled the following eligibility requirement: to report data on patients with oral GVHD, affected by OSCC, who were of pediatric age at the time of the hematopoietic stem cell transplantation. Studies were excluded if reporting data on patients with oral GVHD, affected by OSCC, who were not of pediatric age at the time of the HSCT and when it was not specified if GVHD in patients submitted to HSCT in pediatric age involved oral cavity.

The following data were provided, when available, for each patient: type of disease requiring HSCT; age at transplantation; gender; stem cell source; HLA compatibility; type of conditioning regimen; GVHD prophylaxis; aGVHD/cGVHD (time lapse between HSCT and aGVHD/cGVHD, sites involved, aGVHD/cGVHD grading/severity, therapy); time lapse between HSCT and OSCC; SCC site; OSCC staging; OSCC treatment; histology; outcome.

4. DiscussionOSCC is a significant cause of public health concern worldwide, representing one of the ten most common cancers in the world with an overall 5-year survival rate equal to 65% [6,28]. It mainly affects elderly males who have a long history of smoking tobacco and drinking alcohol. Other risk factors include: oral human papilloma virus (HPV) infection, ultraviolet radiation, and immune deficiency. Despite OSCC being rare among children, recent research showed that several cases of oral SCC in children and young adults were secondary cancers associated with HSCT [23].A very recent systematic review and meta-analysis proved that patients with GVHD undergoing HSCT had a higher risk of developing OSCC compared to patients not exposed to this condition, even for a very long time after HSCT [7]. While the frequency of GVHD is usually lower in pediatric patients than in adult populations, the oral cavity can be affected by both acute and chronic forms of the disease [29]. So, young HSCT patients with GVHD, supposed to be long-term survivors, may be at high risk of developing OSCC [24].

Therefore, the present review aimed at extracting from the scientific literature all the published data on patients with oral GVHD, affected by OSCC, who were of pediatric age at the time of the transplant. Thus, the analysis of the collected data provided relevant considerations.

Gender distribution supported the observation by Gervazio et al. that OSCC in patients with GVHD had a predilection for the male gender [7], though males were only slightly more likely than females to undergo HSCT [6].Among the selected studies, data on HLA compatibility were available for 24 patients out of 33, of which only one male patient received bone marrow from a sex-mismatched donor. This condition is well known to be associated with a higher incidence of GVHD and inferior survival as a result of allogeneic immune responses against minor histocompatibility antigens encoded on the Y-chromosome of a male recipient (H-Y antigens) [30].In relation to the conditioning regimen, the pre-treatment was specified in 30 out of 33 patients, of those 10 were myeloablative conditioning and 20 were reduced-intensity conditioning. The myeloablative conditioning regimens, such as total-body irradiation and/or chemotherapy, can influence the risk of secondary solid malignancies in HSCT patients [7].Regarding chronic immunosuppressive therapy, it has been speculated that long-term immune suppression may compromise immune surveillance and exert a cocarcinogenic effect on the genetic damage caused by chemoradiation [19]. In particular, the immunosuppressive treatment with cyclosporine and azathioprine was considered a significant risk factor for secondary malignant tumors [31]. In the selected studies the type of drugs utilized for immunosuppressive therapy was specified for about one-third of patients; thus, any hypothesis concerning the correlation between specific immunosuppressive treatments and cancer onset was not possible due to lack of data.In relation to the indication for HSCT, among the selected studies, 12 patients out of 33 were affected by Fanconi Anemia (FA), a genetically and phenotypically heterogeneous autosomal recessive, dominant or X-linked disorder, characterized by congenital abnormalities, bone marrow failure, and increased risk for cancer [32]. HSCT is considered the treatment of choice in FA patients who develop hematopoietic failure, but it may predispose to late cancer development by adding risk factors; among these, a strong association between GVHD and late malignancies has been demonstrated [20,27].From the analysis of the reported studies emerged that none of the patients developed only aGVHD, 20 patients developed both acute and chronic forms, and 13 patients presented with cGVHD exclusively. This was in line with the study of Curtis et al., who found that, compared to patients without GVHD, the risk of solid malignancies was not elevated for patients with aGVHD; however, a previous history of aGVHD further increased the risk of solid malignancies among patients with cGVHD [33]. In relation to the GVHD characteristics, most of the papers included in the present review failed to report significant information both on clinical phenotype and exact intraoral site. Only three authors clearly described how GVHD diagnosis was made [6,22,27]. Data on histological analysis were rarely reported. Only three studies reported cGVHD clinical features, mainly described as lichenoid lesions [18,20,24]. Only in seven cases, the description of the cGVHD severity was available. The lack of this information prevents to formulate any hypothesis on the possible correlation between specific anatomical sites and a higher risk of malignant transformation; furthermore, it was also not possible to correlate cGVHD severity with an increased risk of OSCC onset. The time lapse between HSCT and OSCC, among the selected studies, was about 10 years. This was in accordance with other researchers, who found that the risk of solid malignancies may increase with the duration of follow-up after HSCT because of the long latency of such malignancies [2,34]. Furthermore, patients developed OSCC at a younger age if compared to that of the general population.One of the largest international studies on this matter demonstrated that the risk of solid malignancies increased from 1.6-fold higher than the general population in the first 5 years after HSCT to 4.5-fold higher among survivors of 10 or more years [9]. According to Danylesko and Shimoni, there is no evidence for any plateau in the incidence rate; instead, the slope of the curve continues to show a steadily increased incidence with increased follow-up [35].The pathogenesis of secondary solid malignancies after HSCT is multifactorial [2]. Therapeutic agents, such as chemotherapy and radiation, can cause breaks in double-strand DNA, resulting in gene mutations, deletions and translocations, and genomic instability conferred by loss of DNA repair [2,35]. Genomic alterations in the mucosal epithelium, as shown by microsatellite instability, have been frequently reported after HSCT, particularly in tissues affected by GVHD, and may contribute to the onset of secondary solid malignancies; immunologic alterations may also be involved in the pathogenesis [2,35]. In the context of prolonged immune suppression, pre-existing or new infections with oncogenic viruses, such as HPV and EBV, could play an etiologic role in many post-transplant solid cancers [21]. Moreover, somatic mutations in the tumor suppressor gene TP53 are frequently reported in these tumors [34]. As highlighted by Adhikari et al., these factors may cooperatively predispose HSCT recipients to an improved risk of solid malignancies [2].Regarding HPV status, two p16/HPV-positive OSCC cases were reported [21,25].Although HPV infection is well-recognized to be associated with head and neck squamous cell carcinoma (HNSCC), being involved in about one-quarter of the cases in the general population, the role of HPV in the development of HNSCC in post-HSCT patients has not yet been clarified [21,25]. The reports about HPV involvement in HNSCC after HSCT are quite scarce, suggesting the need for routine HPV screening in HSCT patients [21,25].In the present review, the development of two synchronous OSCCs was described by two authors, respectively [16,24]. Montebugnoli et al. reported the development of two synchronous carcinomatous lesions on the tongue and the floor of the mouth in a young female patient 17 years after HSCT [24]. Somers et al. described the development of two synchronous carcinomatous lesions on the tongue in a female teenage patient 8 years after HSCT [16].As stated by Abdelsayed et al., the presence of synchronous carcinomas indicated that OSCC in HSCT patients with GVHD may have an aggressive biologic potential with an increased tendency for recurrence and the development of new lesions [14].Furthermore, secondary tumors were reported to respond less well to standard therapy compared with de novo OSCC [29]. In fact, as it is possible to deduce from the reported data, the prognosis for HSCT pediatric patients, affected by oral cGVHD, who have been developed OSCC, remained poor, despite therapeutic advances. Therefore, a strict surveillance, such as allowing an early diagnosis, continues to be the key element to increase the survival rate [31]. Patients, who are at high-risk for SCC of the oral cavity such as those with oral chronic GVHD and Fanconi’s anemia, should undergo oral evaluations every 6 months. Avoidance of smoking and alcohol may also reduce the risk of oral cancer [2].

The present review had certain limitations that should be addressed. First, from the literature search it was not always possible to quantify how many patients with oral GVHD, who underwent HSCT as children, developed OSCC, because, in some large surveys, data on age at HSCT were reported exclusively as median age. Furthermore, other studies failed to specify if GVHD in patients submitted to HSCT in pediatric age involved oral cavities. Another limitation concerned possible under-reporting by transplant centers to the registry as transplant centers may not have information on long-term HSCT survivors, which is important when considering secondary cancer screening in patients who underwent HSCT as children.

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