Effects of High-Frequency Chest Wall Oscillation on Acute Exacerbation of Chronic Obstructive Pulmonary Disease: A Systematic Review and Meta-Analysis of Randomized Controlled Trials

Introduction

Excessive sputum obstruction of the airway is a common problem in chronic obstructive pulmonary disease (COPD) patients. Mucus hypersecretion is associated with an increased bacterial load, a more rapid decline in lung function, exacerbations, and an increased risk of hospitalization for COPD.1,2

Patients with COPD who are experiencing an acute exacerbation must be able to expel sputum more effectively since their sputum and mucus issues are more demanding during such episodes. Airway clearance techniques (ACTs) are required for COPD patients in order to improve mucus clearance and gas-exchange efficiency through the airways. Airway clearance techniques use external forces to help eliminate sputum from the airway and are available in a variety of forms, such as conventional chest physical therapy, including clapping percussion, postural drainage, and nebulizer inhalation; as well as mechanical chest percussion, positive expiratory pressure devices, and high-frequency chest wall oscillation (HFCWO) therapy, which are all clinically available options.3

Although HFCWO was initially prescribed to patients with cystic fibrosis, it is now used to treat a variety of respiratory, neurological, and neuromuscular diseases.4 HFCWO is simple to use and saves time and labor, making it a viable alternative to conventional chest physical therapies for patients.5 An air pulse generator and an inflatable vest comprise HFCWO. The vest receives air pulses, which compress the chest wall and facilitate in tracheal mucus evacuation.5 HFCWO has been shown to be efficient in removing sputum in numerous international studies. The impact of HFCWO in acute execrations of COPD and how effective it is comparing to other ACTs, however, are not well understood. Furthermore, existing research indicates that HFCWO has varying effects on COPD patients. As a result, it is necessary to conduct a systematic examination of HFCWO use in AECOPD patients.

This meta-analysis was conducted to summarize the current evidence regarding the efficacy of HFCWO in enhancing sputum expectoration and reducing hospital length of stay in COPD patients hospitalized for acute exacerbations. In addition, we also investigated the effects that HFCWO had on pulmonary function, arterial blood gases (ABGs), and the improvement of symptoms in AECOPD patients to gain a more in-depth and comprehensive understanding of the effects of HFCWO on AECOPD patients’ airway clearance.

Material and Methods

This systematic review and meta-analysis adhered to the Preferred Reporting Items for Systematic Review and Meta-analyses (PRISMA) statement (the full checklist is given in Supplementary Table 1: PRISMA 2009 checklist).6

Search Strategy

Cochrane Library, Excerpta Medica Database (Embase), PubMed, Cumulative Index to Nursing and Allied Health Literature (CINAHL), China National Knowledge Infrastructure (CNKI), Airiti Library, and the National Digital Library of Theses and Dissertations in Taiwan were searched from their inception to March 2022 to identify publications of interest. The search terms were keywords, Medical Subject Heading (MeSH) terms, and suitable variants of COPD and HFCWO. Searches were conducted with a combination of terms using Boolean logical operators (AND/OR) as follows: “pulmonary disease, chronic obstructive” [MeSH] OR “Lung Diseases, Obstructive” [MESH] OR “Pulmonary Emphysema” [MESH] OR “Chronic obstructive pulmonary disease” OR “COPD” OR “Acute Exacerbation of chronic obstructive pulmonary disease” OR “AECOPD” OR “Chronic obstructive pulmonary disease exacerbations” OR “Exacerbation” AND “chest wall oscillation” [MeSH] OR “High-frequency chest wall oscillation” OR “HFCWO” OR “pulmonary rehabilitation” OR “Chest physiotherapy” OR “physiotherapy intervention.”

Study Selection

Two researchers independently conducted preliminary study screening and selection, including titles and abstracts. Then, full-text articles were accessed and assessed for their eligibility. Articles were included if they (1) described inpatients with acute exacerbation of COPD (AECOPD) or COPD; (2) used HFCWO therapy as an intervention; (3) were randomized control trials (RCTs); and (4) were published in English or Chinese.

Data Extraction

Two investigators independently extracted data from the included studies. The extracted data included: (1) basic information (ie, the first author, year published, country, and study design); (2) participants (ie, no. of subjects, age, and sample size); (3) type of intervention (ie, type, duration, and frequency); and (4) types of outcome measures (ie, sputum expectoration, forced expiratory volume in 1 second (FEV1), and length of hospital stay). In cases of a discrepancy in opinion, a third person served as a mediator, and a consensus was reached by discussion.

Quality Assessment

The risk of bias in the studies was evaluated using the revised Cochrane risk of bias tool for randomized trials (RoB 2), which includes five domains: randomization process, deviations from intended interventions, missing outcome data, measurement of the outcome, and selection of the reported result.7 We rated each domain as “low”, “some concerns”, or “high” and determined the overall ROB for each study based on the highest risk attributed to any one domain. All studies were independently reviewed by two reviewers. When the two reviewers had opposing opinions, a third researcher was brought into the discussion to assist in reaching a consensus.

Outcome Measurements

Patients with mucus hypersecretion and recurrent exacerbations have a faster rate of decline in lung function, which is a strong predictor of morbidity and mortality with COPD, as well as health-care utilization. In our review, we developed a comprehensive list of all of the parameters that were reported in the studies we examined, along with potential effects of HFCWO on lung function, physical endurance, quality of life, sputum expectoration, ventilation days, hospital stay, and mortality. Based on a combination of disease characteristics and the effectiveness of the intervention, we chose sputum expectoration and the length of hospital stay as the primary outcomes for this study; secondary outcomes included percentage of predicted FEV1 (%) in the pulmonary function test; ABGs oxygenation and symptom assessment.

Statistical Analysis

The findings were extracted from selected studies. If the text did not disclose the numerical outcome data, we retrieved the data from available figures and graphs or contacted the authors. For continuous outcomes, the mean difference (MD) with a 95% confidence interval (CI) was used for outcome measurements in all studies unless otherwise stated. A random-effects model was used to estimate the overall effects of HFCWO, which incorporates an assumption that different studies were estimating different intervention effects. Forest plots were generated to assess the degree of the effect estimates of each research and their 95% CIs along with the pooled effect. Heterogeneity was assessed by the I2 statistics for each comparison. An I2 value of >75% or a χ2p value <0.1 was considered statistical heterogeneity.8 All data were pooled using the Cochrane software review manager (RevMan version 5.4; Cochrane, London, UK).

Results Search Results

The search strategy yielded 5434 articles, and five more articles were added by manual review. All papers were imported into EndNoteX9, and 258 articles were removed because of duplications; 5128 papers were excluded after reviewing the titles and abstracts, leaving 53 papers. Six papers were excluded due to the full text being unavailable, leaving 47 papers to be filtered. Among them, 34 articles were excluded for the following reasons: subjects were not COPD or AECOPD inpatients; the intervention was not HFCWO; it was not an RCT, or it was not published in English or Chinese. The study selection procedure is presented in a flow chart (Figure 1). In total, 13 articles were included for review in this meta-analysis.

Figure 1 PRISMA flow diagram of included studies.

Notes: Adapted from Moher D, Liberati A, Tetzlaff J, Altman DG, The PRISMA Group (2009). Preferred Reporting Items for Systematic Reviews and Meta-Analyses: The PRISMA Statement. PLoS Med 6(7): e1000097. Creative Commons.6

Study Characteristics

The characteristics of the 13 studies are shown in Table 1. The included studies were published from 2007 to 2021 and were carried out in China, Turkey, the United Kingdom, and the United States.9–21 There were 756 patients included across the 13 studies, with 381 in the intervention group and 375 in the control group. The mean sample size was 58, with a range of 22 to 86. Most of the studies recruited AECOPD patients, and only three studies mentioned the Global Initiative for Chronic Obstructive Lung Disease (GOLD) stages.9,10,13 Two of the studies were in patients at grade 3 or 4;9,13 one focused on GOLD stage 2 or 3 patients.10 In each of the 13 studies, HFCWO was used as an intervention in the experimental group, but the control groups did not receive the same treatment. Seven of the studies provided conventional therapies (eg, clapping percussion, postural drainage) in the control group.9–11,18–21 Four studies used mechanical percussion.14–17 One article was about oscillatory positive expiratory pressure (OPEP)13 and one article used sham HFCWO as the control group.12 Two articles used two distinct experimental groups in their study design, and we included only the HFCWO group as the experimental group to compare to the control group.20,21 The durations of the 13 RCTs ranged from 2 days to 4 weeks; two studies did not specify the number of days of the HFCWO intervention or the total number of treatments.19,20 The session frequency varied from once to three times a day.

Table 1 Characteristics of Included Studies

Quality Assessment

The ROB assessments of the included studies are demonstrated in Figure 2. Thirteen studies had some concerns with the randomization process because of the randomized sequence generation process and whether the allocation sequence was concealed were not described.10–21 Two studies had some concerns with deviations from the intended intervention as they did not have good blinding of participants and operators or were unmasked.10,11 The risk of missing outcome data bias was high in one study when 13.75% of participants did not finish the trial. The ROB with measurement of the outcome was high in four studies, as these studies were unmasked to the outcome assessors.15,19–21 Thirteen of all studies were rated as having some concerns about reporting bias, primarily due to the lack of availability of the protocol.9–14,16–21

Figure 2 Quality assessment of bias using Cochrane Collaboration 2.0.

Outcome Analysis Sputum Expectoration

Two different approaches were used to assess the effectiveness of sputum expectoration: sputum expectoration by treatment days and sputum expectoration by different control groups.

Sputum Expectoration by Treatment Days

Nine articles in the literature assessed the volume of sputum expectoration, but three were excluded from the meta-analysis due to the absence of the mean and standard deviation (SD) in two of them,10,12 and the other provided total sputum volume in 5 days, which could not be combined with single-day sputum expectoration of the other studies.19 Li et al reported that HFCWO significantly increased total sputum expectoration in patients over 5 days (p<0.05).19 Mahajan et al and Chakravorty et al reported no significant change in sputum expectoration.10,12 Six studies with a total of 409 patients were combined by the number of days of treatment received, as shown in Figure 3. 13–18 There was a significant increase in sputum expectoration after receiving HFCWO. A subgroup analysis was conducted based on the number of days of treatment received. After receiving 1 day of treatment, the sputum expectoration significantly increased (MD = 6.31; 95% CI: 0.31 to 12.30). Interestingly, there was no significant difference after 5 days of treatment (MD = 5.86; 95% CI: −3.66 to 15.38). There was high heterogeneity among the trials within subgroups (day 1: I2 = 87%; day 5: I2=92%).

Figure 3 Forest plot of HFCWO vs control group treatment time, outcome: Sputum expectoration.

Sputum Expectoration in Comparison to the Control Group

Six trials compared HFCWO treatment with various control groups to determine the efficacy of various methods for eliminating sputum (Figure 4). Four of the control groups used mechanical percussion,14–17 one compared HFCWO with conventional therapy,18 and the other study compared HFCWO with OPEP.13 When compared to mechanical percussion, the HFCWO group significantly increased sputum expectoration by 6.31 mL (95% CI: 0.31 to 12.30), and when compared to conventional therapy, HFCWO demonstrated its efficacy by increasing sputum expectoration by 10.59 mL (95% CI: 7.58 to 13.60). In contrast, when compared to OPEP, the difference was insignificant (95% CI: −3.49 to 5.23). Results showed that implementing HFCWO was significantly effective in helping sputum expectoration compared to other ACTs in COPD patients (MD = 6.18; 95% CI: 1.71 to 10.64).

Figure 4 Forest plot of HFCWO vs mechanical vibration, conventional, and OPEP, outcome: Sputum expectoration (mL).

Length of Hospital Stay

There were four articles with a total of 179 participants that examined the impact of HFCWO on the length of hospital stay.11,14,19,21 The trial by Mahajan et al was not included due to the lack of an SD.12 The pooled effect estimate showed a reduction of 4.37 days in the length of hospital stay in COPD patients who received HFCWO (95% CI: −7.70 to −1.05, p=0.01) (Figure 5).

Figure 5 Forest plot of HFCWO versus control group, outcome: Hospital stay (days).

Pulmonary Function

The predicted FEV1 (%) was utilized to assess pulmonary function (Figure 6). Six research reported the difference in the change in FEV1 (%),9,10,12,13,20,21 but the data by Mahajan et al could not be included in the meta-analysis because the SD was unavailable.12 Mahajan et al observed no significant effect on the change of FEV1 between the HFCWO group and the sham control group (p=0.69). The pooled mean difference in FEV1 showed a trend toward improvement of 4.13%, (95% CI: −1.61 to 9.88, p=0.16) but it was not statistically significant. However, when the trials were divided by control group interventions, the subgroup analysis revealed that HFCWO had a statistically significant effect on improving FEV1 compared to conventional therapies (MD = 5.96; 95% CI: 1.08 to 10.84).

Figure 6 Forest plot of HFCWO versus control group, outcome: FEV1 (%).

Arterial Blood Gases: Oxygenation

There were five trials with 307 participants which evaluated the partial pressure of oxygen (PaO2) (Figure 7). 9,13,19–21 The results of all five studies indicated that HFCWO did not significantly increase PaO2 levels (MD = 4.57; 95% CI: −1.81 to 10.96). Upon performing subgroup analysis, when HFCWO was compared to OPEP, it was evident that its efficacy was not as good as OPEP’s. However, when we excluded the study with OPEP as the control group, the pooled data from the remaining four studies demonstrated that HFCWO significantly improved PaO2 by 6.59 mmHg in comparison to conventional therapies (95% CI: 2.02 to 11.16).9,19–21 The same five studies also evaluated the value of the partial pressure of carbon dioxide (PaCO2), and the results of PaCO2 were in line with those of PaO2, which was not significant in the pooled five studies, but in the subgroup excluding OPEP, the pooled results of four studies showed that HFCWO significantly lowered PaCO2 (MD=−6.76; 95% CI: −13.42 to −0.10).

Figure 7 Forest plot of HFCWO versus control group, outcome: ABGs (A) PaO2 (mmHg) (B) PaCO2 (mmHg) (C) SpO2 (%).

In addition to the studies mentioned previously, five additional studies compared the variations in SPO2 between various sputum expectoration techniques. In the pooled results of five studies, HFCWO significantly increased SpO2 by 1.78% (95% CI: 1.47 to 2.10).9,14–17

Dyspnea Assessment

Three studies reported the modified Medical Research Council Dyspnea Scale (mMRC) (scale from 0 to 4; lower is better).9,13,18 There was a decreasing tendency in mMRC scores, but the results did not show statistical significance (MD=−0.22; 95% CI: −1.51 to 1.07, p=0.74) (Figure 8).

Figure 8 Forest plot of HFCWO versus control group, outcome: Dyspnea assessment.

Discussion

The purpose of this meta-analysis was to summarize the current evidence regarding the efficacy of HFCWO in AECOPD patients. According to the findings of 13 studies with a total of 756 participants, there is evidence that HFCWO improves sputum expectoration and reduces hospital stays in AECOPD patients. In addition, subgroup analyses have shown that HFCWO has a significant effect on FEV1 and oxygenation when compared to traditional therapies and mechanical percussion. However, the results are not significant when compared to relatively new devices such as OPEP, and since there is considerable heterogeneity in the results of this study, caution is advised when interpreting the results.

Coughing, sputum production, and shortness of breath are common COPD symptoms. These symptoms are particularly severe during an exacerbation episode. Excessive sputum retention in the lungs may cause more frequent exacerbations, which may decrease quality of life and increase mortality.22 Airway clearance to remove secretions is essential in managing COPD, and it is possible that more intensive airway clearance may be required during exacerbation. Breathing techniques, nebulizer inhalation, postural drainage, and pharmacologic therapy are all common airway clearance techniques in clinical patients. Ideal ACTs can aid in the increase of sputum elimination. This study demonstrated that compared to other ACTs, the use of HFCWO increased sputum elimination by an average of 6.18 mL, and noticeably even a short period of time was able to expectorate a significantly greater volume of sputum. The heterogeneity among the subgroups in this meta-analysis was high, so it is possible that the introduction of various devices into the control group had an impact. Additionally, only one study was conducted in the included study to measure the patients’ baseline sputum volume for comparison, but this could have an impact on the experiment’s outcomes.

In a 2012 Cochrane review, ACT use was associated with a shorter hospital length of stay in patients experiencing AECOPD, but the data were from only one study.23 Weycker et al conducted a retrospective study which observed 135 COPD patients, and their analysis showed a 40% reduction in the average number of all-cause hospital admissions and also reductions in both outpatient visits and emergency department visits within 3 months of using HFCWO.24 Daynes et al reported that ACT had no effect on the length of stay. However, ACT was not limited to HFCWO in that meta-analysis.25 According to the pooled effect of this study, COPD patients who received HFCWO had a 4.37-day reduction in the length of their hospital stay. Gary Hansen et al conducted HFCWO in 219 COPD patients and found that the annualized hospitalization rate had decreased by 54.4% at 12 months (p=0.001).26 Results of those studies are consistent with the combined analysis of this study.

A systematic review provided proof that a lower FEV1 is significantly associated with risks of COPD exacerbation.27 There is a negative correlation between sputum production and FEV1.10 HFCWO intervention can increase the tidal volume of COPD patients, facilitate the inspiratory muscles, and aid spontaneous breathing.28 The pooled effect of this study indicated that HFCWO did not improve FEV1; however, when analyzed by subgroups based on four studies that used conventional therapies as the control group, HFCWO was associated with a statistically significant increase of 5.96% in FEV1. The same observation was made when we examined the ABG oxygenation and observed that HFCWO had a notable impact on PaO2 and PaCO2 in the subgroup using conventional treatment as a control. A study in 2020 used HFCWO in 60 COPD patients receiving invasive mechanical ventilation and distinguished them into hypersecretive and normosecretive groups; their results showed that HFCWO improved lung aeration in hypersecretive patients.29 Another study in 2014 showed that adding HFCWO to pharmacological therapy in patients with severe COPD significantly improved their pulmonary function tests and ABG analysis, which was in line with our study.30 However, the studies included in this meta-analysis suggested that OPEP appeared to be more effective than HFCWO. Nevertheless, based on our inclusion criteria, only one of the thirteen studies included in this analysis compared the effectiveness of OPEP and HFCWO. There may be a need for additional research to confirm that OPEP is more effective than HFCWO in AECOPD patients. OPEP is a positive-pressure expiratory device, and patients require cognitive and learning abilities to operate the device. Training and ongoing evaluation are also needed to optimally operate OPEP.31,32 On the other hand, HFCWO can be used in patients who are unable to adequately use hand-held devices and can even be conducted without the assistance of skilled medical personnel. HFCWO has the benefit of being conducted early in the hospitalization of severely ill patients.12

In GOLD guidelines, mMRC is used to quantify respiratory distress-related disability.33 There was a non-significant improvement in mMRC following the HFCWO intervention in this study. However, the research by Russo et al showed that HFCWO significantly improved mMRC in patients with severe COPD, which differs from our findings.30 Moreover, a study by Kachel et al showed significantly higher treatment satisfaction, improved dyspnea, and a better quality of life in patients who consistently used HFCWO over a long period.34 There was only one study lasting longer than 14 days in this study.10 It is possible that there was no significant effect on dyspnea improvement due to the relatively short experimental periods in the included literature.

Limitations

This study has a number of limitations that should be considered that may diminish the evidence for the findings of this study. First, this meta-analysis excluded outpatient studies and only included studies that evaluated the effect of AECOPD on key outcomes (eg, sputum expectoration and hospital stay). However, it is unlikely that excluding studies involving outpatients with stable COPD conditions would have an effect on the overall outcomes of this review. In this meta-analysis, the HFCWO intervention components varied across studies, as did the session durations and frequencies of the oscillations, potentially resulting in study heterogeneity. Thus, we carried out a subgroup analysis and applied a random effects model to the analysis in order to lessen the impact of heterogeneity. Moreover, our study includes both English and Chinese literature; however, some of the Chinese literature is unfamiliar outside of China, which may limit the generalizability of the study.

Conclusion

This meta-analysis suggests that the use of HFCWO may have the advantage of increasing the sputum clearance effectiveness and decreasing the length of hospital stays for AECOPD patients. However, due to the high degree of heterogeneity among the studies, these findings should be interpreted cautiously.

Disclosure

The authors declare that they have no conflicts of interest in this work. The authors received no financial support for the research, authorship, and/or publication of this article.

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