Post-operative rehabilitation using a digital healthcare system in patients who had undergone rotator cuff repair: protocol for a single-center randomized controlled trial

Study design

This protocol was developed for an assessor-blinded superiority randomized controlled trial. The eligible participants are recruited 1–3 days after surgery at the orthopedic ward of Seoul National University Bundang Hospital (Seongnam-si, Gyeonggi-do, Korea). The participants are then randomized based on 1:1 allocation to two groups: the digital group will undergo a rehabilitation program using a digital healthcare system, whereas the conventional group will undergo a conventional rehabilitation program. Patients will be discharged home a few days after the surgery with a shoulder brace on the affected shoulder and will immediately begin the rehabilitation program, including early mobilization of the shoulder girdle. Until post-op 6 weeks, when they will remove their braces, both groups will use brochures received at the time of discharge that provide instructions on mobilizing the affected shoulder girdle. From post-op 6 to 12 weeks, participants in the digital group will perform exercises using an AR-based digital healthcare system (UINCARE Home+; UINCARE Corp., Seoul, Korea), whereas participants in the conventional group will perform exercises using only the brochures provided by the hospital. Participants in both groups will be allowed hospital visits for exercise education by physical therapists, up to three sessions (30 min per session) over 12 weeks. The primary and secondary outcomes will be measured at baseline and at post-op 6, 12, and 24 weeks. An overview of the study design and process is given in Fig. 1.

Fig. 1figure 1Participants and recruitment

In the protocol, the aim is to enroll 115 adult participants over 50 years of age who had undergone rotator cuff repair surgery. Patients who had undergone biceps tenotomy, acromioplasty, or labral repair along with the rotator cuff repair can be included. Patients who had undergone reverse total shoulder arthroplasty or total shoulder arthroplasty will be excluded. Patients who are not discharged home or who cannot understand or read Korean will also be excluded. Other major inclusion and exclusion criteria are described in Table 1. Participants will be recruited from the orthopedic surgery ward at 1–3 days after surgery by research therapists from the study team. The research team will screen the medical records of the post-op patients for eligibility, and the eligible patients will receive written and verbal information about the trial from the research therapists, along with a request to participate.

Table 1 Major inclusion and exclusion criteriaRandomization and blinding

Participants will be randomized after the baseline evaluation and allocated to either the Digital or conventional group at a 1:1 ratio. Randomization sequences will be computer-generated blocks, without stratification, by the institution’s biostatistician, who is independent of the study team. The randomized allocation information was sealed in a numbered opaque envelope. The envelope seals will be checked monthly by the principle investigator to make sure the future participants’ allocation is kept blinded. Participant allocation and follow-up arrangements will be managed by the study coordinator, who will not be blinded to the participants’ group assignments. Assessments will be performed by two research therapists from the study team, who will be blinded to the participants’ intervention groups.

InterventionConventional group

Participants in this group will undergo a brochure-based home rehabilitation program, which is the standard protocol for patients who had undergone rotator cuff repair surgery in our hospital. The rehabilitation program can be divided into three phases: on-brace, off-brace, and active mobilization. The on-brace phase (immediate post-op period to post-op 6 weeks) mainly consists of low-intensity whole-body exercises with shoulder girdle, elbow, and hand mobilization exercises on the affected side. Participants in this phase are instructed to perform three sets of exercises with 10 repetitions of each set per day. The off-brace phase (post-op 6–9 weeks) consists of passive shoulder ROM exercises using an exercise stick and an early scapular stabilization exercise. The active mobilization phase (post-op 9–12 weeks) consists of both active and passive shoulder ROM and scapular stabilization exercises. During the off-brace and active mobilization phases, patients are instructed to perform 3–5 sets of exercises with 10 repetitions of each set per day. A detailed exercise protocol is described in Table 2.

Table 2 Exercise protocols for post-op rehabilitation in patients who had undergone rotator cuff repair

Participants in the conventional group will be educated by a physical therapist, and a brochure with illustrations of the exercises will be provided before they are discharged home. Additional exercise education sessions will be allowed (up to three times, 30 min per session) at the participants’ request.

Digital group

The rehabilitation program for participants in this group employs a digital healthcare system. During the on-brace phase, participants in this group will use the same brochure as the conventional group participants for home-based rehabilitation. Participants in the digital group will also be educated by a physical therapist before being discharged home. During the off-brace and active mobilization phases, participants will use the digital healthcare system for home-based rehabilitation. The digital healthcare system consists of four components: software for the rehabilitation program, a three-dimensional (3D)-depth camera (Xbox One Kinect for Windows®, Microsoft, USA), a computer, and a display (TV or monitor). The software consists of an AR-based program for post-op rotator cuff tear rehabilitation, and the 3D camera tracks the participant’s motion until it reaches a pre-determined angle or position. The rehabilitation program and prescribed exercises will be matched with those for the conventional group. Participants in the digital group will use this system at home during post-op 6–12 weeks. The daily exercise amount and progression will be logged by the system, and physicians will review the data at the outpatient clinic. Up to three additional exercise education sessions (30 min each) will also be allowed in this group upon participants’ request.

OutcomesPrimary outcome measure

The primary outcome will be scores on the Simple Shoulder Test (SST), which range from 0 (worst) to 12 (best). The SST is a self-reported questionnaire consisting of 12 dichotomous (yes/no) questions that measure functional limitations [18]. It is a widely used outcome measure for assessing functional improvement in patients who had undergone rotator cuff repair [19, 20].

Secondary outcome measures

A number of secondary outcome measures will be employed (Table 3). Pain at rest and during activity will be measured using a numeric rating scale (0–10), and the ROM of the affected shoulder will be measured manually by a research therapist. The shoulder ROM will be measured in degrees in four directions: forward flexion (0–180°), abduction (0–180°), external rotation (0–90°), and internal rotation (0–70°). Muscle strength of the affected shoulder in four directions will be measured by the research therapist using a manual muscle test and rating scale (0–5). Hand grip strength on the affected side will be measured using a Takei handgrip dynamometer (Takei Scientific Instruments Co., Ltd., Tokyo, Japan). Shoulder function will be assessed using the Disabilities of Arm, Shoulder and Hand (DASH) questionnaire and the Shoulder Pain and Disability Index (SPADI). DASH is a 30-item questionnaire that measures the ability of a patient to perform certain upper extremity activities. Scores range from 0 to 100, with a score of 0 indicating no disability and 100 indicating the most severe disability. The SPADI (0–100) consists of a pain scale and a disability scale; higher scores indicate more pain and greater disability. Quality of life will be measured using the European Quality of Life Index (EQ-5D-5L).

Table 3 Timetable and measures to be madeSample size

A minimal clinically important difference (MCID) in scores on the SST in patients with rotator cuff tear was reported to be 4.3 [21], and the average score on the SST at post-op 3 months in a previous study was 6.34 (SD = 3.7) [22]. The minimum sample size for the present study was calculated t-test based on a 2.15-point difference in SST score (50% of the MCID) and an SD of 3.7, while allowing a 5% probability of two-sided type 1 error and applying 80% statistical power. Forty-nine subjects will be required in each group to allow 15% attrition per group; thus, a total of 115 subjects will be required for the study.

Data management and sharing

All participant data will be collected by research team members and will be stored in the secured network of Seoul National University Bundang Hospital. Backup database will be updated regularly and only the research team will have access to the database. The case report forms will be stored in the locked cabinet of the research team. The coordinating investigator will have access to the final study dataset and the anonymized dataset will be available on request to the corresponding author. Final results will be published in peer-reviewed journals and presented at conferences, both nationally and internationally after completion of the study.

Primary hypothesis and data analysis

The primary hypothesis is that participants in the rehabilitation program using a digital healthcare system will demonstrate better shoulder function compared to those in the conventional rehabilitation group. Analyses will be performed using both intention-to-treat and per-protocol approach. The primary outcome measure for this study will be SST scores at post-op 12 weeks. A two-way repeated-measures ANOVA will be used to explore the effects of intervention, time, and intervention by time interaction on SST scores. The results will be presented with a mean difference with 95% confidence interval at each follow-up time point. Continuous secondary outcomes will be analyzed using repeated-measures ANOVA at each post-op 12 weeks and 24 weeks. Subgroup analysis based on the size of the tear will be performed only if there are sufficient participants in all four subgroups (small, <1 cm; medium, 1–3 cm; large, 3–5 cm; massive, ≥5 cm tear or more than two tendons involved) [23]. Statistical analysis will be performed after the 24-week follow-up measurement of the last enrolled participant is done and no inter-rim analysis will be performed during the trial. All tests will use a 5% level of significance (P < 0.05).

Participant safety and withdrawal

The potential risks for participants in this study are minimal. There is no independent oversight committee and adverse events (AEs) will be monitored by the research team at the scheduled follow-ups. Possible AEs include increased pain due to exercise and re-tear of the repaired rotator cuff tendons. Pain will be managed at the orthopedic outpatient clinic with pain medications or steroid injections, if needed. Surveillance of re-tear of repaired tendon will be routinely performed in post-op 12 weeks; however, if the re-tear is clinically suspected at any time during the follow-up periods, appropriate examinations and treatments will be provided. Participants in both groups can report AEs to the research team via direct telephone contact. Participants in the digital group will also receive a telephone number of the manufacturer for technical support.

Participants are allowed to leave the trial at any time. Participants can withdraw from the trial by informing the research team. Participants will be encouraged to visit the pre-scheduled follow-ups even if they withdraw from the study for data collection. Participants in both groups will be regularly reminded with phone calls and text messages to minimize loss of follow-ups and maximize the adherence to the trial.

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