A Pragmatic Primary Practice Approach to Using Specific IgE in Allergy Testing in Asthma Diagnosis, Management, and Referral

Introduction

Asthma afflicts an estimated 339 million people globally,1 with 417,918 deaths and 24.8 million years of life lost to ill-health, disability or early death (disability-adjusted life years or DALYs).2 “The strongest risk factors for developing asthma are a combination of genetic predisposition with environmental exposure to inhaled substances and particles that may provoke allergic reactions or irritate the airways”, according to the World Health Organization.2 Sensitization to inhaled environmental allergens occurs in >80% of children and adolescents and in 60% of adults with asthma.3 The National Institute for Health and Care Excellence (NICE) recommends identifying trigger allergens with specific IgE (sIgE) testing after a formal diagnosis of asthma has been made.4 The US National Asthma Education and Prevention Program guidelines recommend evaluating the role of allergens, particularly indoor inhalant allergens, in patients with persistent asthma.5 GINA6 and the European Respiratory Society/American Thoracic Society7 (ERS/ATS) guidelines on severe asthma specifically recommend sIgE testing for relevant allergens if not already done as part of the assessment of comorbidities and phenotyping for those with severe asthma. Although the link between aeroallergen and asthma exacerbations has long been recognized, investigation of the underlying allergic triggers occurs infrequently for most patients with asthma.8

The reasons for this oversight are numerous, involving national policies, health care systems, payers, providers, and patients (Box 1).9 Guidelines consistently recommend skin prick testing (SPT) or sIgE testing for patients with asthma who are considered to be at risk4,5,10–12 Yet guideline-recommended care may be inconsistent or absent in primary care settings,8 where most patients with asthma are seen.13 The increasing prevalence and complexity of allergic diseases13 has only added to the challenges faced by front-line providers in diagnosing and managing patients with asthma.

Box 1 Barriers to Implementation of Asthma Management Strategies from the Global Initiative for Asthma (GINA)

Allergy specialists are well prepared to manage such patients, yet access to allergy and asthma specialist treatment constituted the “greatest unmet need” according to a survey of primary care providers conducted jointly by the European Academy of Allergy and Clinical Immunology (EAACI) and the International Primary Care Respiratory Group (IPCRG).14 A review of 246,116 patients with asthma seen from 2006 to 2017 in the UK found that <20% of those in the high-risk category received specialist referrals.15 A more recent analysis of 207,557 patients in the UK Optimum Patient Care Research Database found that large numbers of patients with potentially severe asthma (8% or 16,409) were going unrecognized in primary care.16 And a survey by ERS/EAACI of allergists, respiratory physicians, and generalists using sample case studies found that respiratory doctors and generalists were significantly less likely to correctly recognize allergic asthma than allergists.17

Improving Guideline Adherence Through Cooperation

To encourage optimal asthma care focusing on the allergic component, we propose a pragmatic approach that relies on generalists and specialists to create local referral pathways, while acknowledging the current variability in practice and available resources. The ERS/EAACI survey led those organizations to recommend several measures designed to improve guideline adherence (Box 2).

Box 2 Recommendations from ERS/EAACI Investigations of Allergy/Asthma Care

Optimizing asthma care in primary care could help mitigate the escalation of symptoms and redirect scarce resources to the most complex cases. Factors associated with poor asthma control, such as lack of medication adherence, incorrect inhaler technique, and untreated comorbidities, can be appropriately managed in primary care.19 NICE recommendations also emphasize the importance of personalized asthma treatment plans that support self-management and ensure that patients are receiving the best care for their current level of illness.4 Using sIgE testing to supplement a history of allergic symptoms and aeroallergen exposure would further inform individualized asthma management and referral decisions. sIgE test results can also address the frequent questions patients ask about the possible allergic origin of their asthma.

In line with the educational needs that have been identified, this review highlights the patients with asthma who would benefit most from sIgE testing, describes the rationale for such testing, and recommends referral to asthma and allergy specialists when needed. As practicing physicians, we understand that implementing a holistic approach to asthma/allergy management may look very different from site to site. Still, we believe that the effort necessary to provide asthma/allergy care in both primary care and specialist settings will result in improved health for the patients we serve.

Who Should Be Tested?

Not all patients with asthma have an allergic component, so allergy testing recommendations target subpopulations of patients with an asthma diagnosis and various risk factors. The definition of risk factors varies from guideline to guideline. Poor asthma control, which often foreshadows frequent exacerbations, unscheduled and emergency department visits or hospitalizations, has often been used to identify patients who might benefit from allergy testing.20 Indeed, patients in the UK review were more likely to be referred to specialist care if they had emergency visits, hospitalizations, >3 courses of oral corticosteroids (OCS), >2 add-on medications, or a high-dose inhaled corticosteroid (ICS) prescription.15Figure 1 lists the patient subpopulations we recommend for sIgE testing.

Figure 1 Pragmatic approach to aeroallergen testing and referral to asthma specialists.

Notes: Reproduced from J Allergy Clin Immunol Pract, 8(8), Casale TB, Pedersen S, Rodriguez Del Rio P, Liu AH, Demoly P, Price D. The role of aeroallergen sensitization testing in asthma management. 2526–2532, copyright 2020, with permission from Elsevier.59

Preschool Children

We recommend sIgE testing for preschool age children with recurrent wheeze. The modified Asthma Predictive Index (mAPI) highlights the role of wheeze and early aeroallergen sensitization in the development of asthma (Box 3).21 The mAPI uses ≥4 episodes of wheezing per year in the first 3 years of life, in combination with major or minor criteria, as the basis for predicting asthma development. Early sensitization to aeroallergens combined with continued exposure in the home are associated with asthma persistence, exacerbation and lung dysfunction.3

Box 3 The Modified Asthma Predictive Index

The EAACI cites four reasons why preschool wheeze deserves attention:22 1) Preschoolers have the highest rates of unscheduled medical visits for wheezing and asthma symptoms;23 2) Episodes of wheezing, difficult breathing and coughing can lead to more limitations in everyday activities than for older children;24 3) Early wheezing and cumulative lung injury from viral respiratory infections, such as rhinovirus and respiratory syncytial virus, may cause reduced lung function by age 6 years that persists into adulthood;25 and 4) Preschoolers with persistent wheeze use a disproportionately high number of medications (bronchodilators and steroids). Moreover, preschool children with persistent wheeze and inhalant allergies are more likely to develop persistent asthma.26

The INFANT (Individualized Therapy for Asthma in Toddlers) study found that in 300 preschool children (12 to 59 months old) with asthma who required daily controller therapy (Step 2), testing for aeroallergen sensitization identified those with a high probability of exacerbation.27 Aeroallergen sensitization, but not exacerbation history or sex, predicted the probability of best response to daily ICS treatment, with treated individuals having more days of asthma control and fewer exacerbations. This result is consistent with a Th2 driven inflammatory response and with elevated eosinophil counts (≥300 μ/L).

Fitzpatrick et al identified five classes of preschool children with recurrent wheezing by analyzing data from five clinical trials of 1708 children ages 12–71 months old.28 Annualized rates of exacerbations were highest for patients who had multiple sensitizations with reversible airflow limitation or sensitization with indoor pet exposure. Daily ICS treatment reduced their exacerbation rates, but did not help patients with minimal sensitization or sensitization plus tobacco smoke exposure.

The Preventing Asthma in High Risk Kids (PARK) study is an ongoing randomized controlled trial to determine if anti-IgE treatment with omalizumab will prevent the development or reduce the severity of asthma in 2- to 3-year-old children at high risk for persistent asthma due to aeroallergen sensitization.29 Results have not yet been published.

School-Age Children

We recommend sIgE testing for school-age children with allergic symptoms and asthma. The TENOR study of children aged 6 to 12 years found a direct relationship between the number of allergens to which participants were sensitized and rates and severity of exacerbations, and associated deterioration in quality-of-life.30 Of 438 subjects, 156 (35.6%) had two to three allergic triggers, 166 (37.8%) had four to five triggers, and 66 (15%) had six triggers at baseline. Children with a higher number of triggers had a longer duration of asthma and a higher prevalence of atopic dermatitis and allergic rhinitis (AR). Zoratti et al described parallel relationships between increasing numbers of sensitizations (nine to 14 positive sIgE results) and indicators of asthma severity (asthma symptoms, reduced lung function, and stepped medication therapy).31

Published longitudinal studies suggest that children with AR are at high risk of becoming asthmatic and that allergen immunotherapy (AIT) may prevent the development of asthma.32 Testing for allergic sensitization would identify these children so that referral to a specialist and AIT treatment could commence, ideally before polysensitization occurs.

A Cochrane review found that 4–6 weeks of pharmacologic treatment before school return might reduce peak autumn asthma exacerbations.33 For example, Teach et al compared guideline-driven treatment to omalizumab or boost ICS before the fall season. They demonstrated a 50% reduction in fall exacerbations (from 21% to 11.3%) in the proportion of allergen-sensitized children with mild to severe asthma and total IgE >30 kU/mL who were treated with omalizumab rather than placebo before return to school.34 Among participants with an exacerbation during the run-in phase, omalizumab was even more efficacious.

Persistent or Difficult-to-Control Asthmatics

Patients with asthma who continue to experience symptoms after diagnosis and during treatment should be re-evaluated. The International Consensus on (ICON) Pediatric Allergy notes that the definition of persistent varies among guidelines, acknowledging the influence of age, intermittent vs chronic symptoms, disease severity, and phenotypes.35 The common denominator is a patient whose symptoms persist and are not well controlled. Although stepped-up medication may be appropriate, poor asthma control can also be due to worsening disease, allergic triggers, inadequate adherence, or comorbidities.36,37 Thus, re-evaluation requires more than simply prescribing more medication.

The NICE guidelines call for sIgE testing for patients with difficult-to-control asthma, which is defined as:

3 or more days a week with symptoms or 3 or more days a week with required use of a short-acting beta agonist (SABA) for symptomatic relief or 1 or more nights a week with awakening due to asthma.4 Patients Needing Oral Corticosteroids or High-Dose Inhaled Corticosteroids

The medications used in Step 4 or 5 asthma treatment (specifically highdose ICSs or OCSs) can have consequential side effects and thus risks must be carefully balanced against benefits.35 Efficacy for ICSs seems to plateau in medium- or low-dose ranges for most patients and outcomes. Increasing concerns about the life-long cumulative toxicity of OCS (even administered for very brief dosing periods but repeatedly) have been raised.38 sIgE testing can identify aeroallergens that may be causing symptoms, however, allergen mitigation strategies get only conditional recommendations in the 2020 US asthma management guidelines.39

Patients Seeking Guidance About Their Disease

As an incurable disease, asthma should be managed by “reducing exposure to known triggers if possible, relief of symptoms if there is airway narrowing, and reduction in airway inflammation by regular preventive treatment”, according to NICE, which also recommends a personalized treatment plan.4 The plan can be used to engage patients in conversations about their disease and its management. Strict allergen avoidance for sensitized patients may not be practical or sustainable. In some cases, however, mitigation of allergic triggers can be effective as part of a comprehensive allergen control and asthma treatment plan.40Box 4 summarizes studies that have evaluated allergen mitigation measures.

Patients in primary care who have demonstrated sensitizations to animals may decide not to have pets or to restrict their access to bedrooms. The same reasoning holds true for occupational allergic triggers and occupational allergic asthma.47 For other specific conditions, referral to a specialist is warranted. For example, grass pollen immunotherapy has relieved symptoms associated with thunderstorm grass pollen asthma,48 and GINA recommends AIT for patients with asthma and AR due to house dust mite.6 These measures apply only to patients with mild or moderate disease, not to those with severe asthma.

Box 4 Studies Supporting Allergen Mitigation Measures

Candidates for Advanced Therapies

Advanced therapies include AIT and biologics administered by specialists. sIgE determination by SPT or in vitro testing is necessary before AIT to identify the target allergen. Before specialists prescribe biologics to manage severe asthma, the EAACI guidelines recommend characterization of the patient and disease with biomarkers, including sIgE, as a first step.49 Multiple aeroallergen sensitizations (not total sIgE levels) and eosinophil count have been used to predict response to omalizumab therapy. In one study, multiple aeroallergen sensitizations were the best predictor of response to omalizumab; treated participants sensitized to ≥ 4 different groups of aeroallergens had a 51% reduction in the odds of a fall exacerbation of their asthma.50 In another study of ICS vs placebo use, patients were grouped according to having low (<300/μL) or high (≥300/μL) baseline blood eosinophil counts.51 Overall, omalizumab-treated patients had a 55% reduction in exacerbations compared with placebo-treated patients (P = 0.002). In patients with higher eosinophil counts (≥300/μL) and more severe asthma the reductions were even greater, suggesting that the benefit of omalizumab increases with the higher baseline eosinophil count.

Specific IgE Testing Phenotyping

A phenotype constitutes the observable characteristics of a disease resulting from the interaction of individual genetics and the environment. Asthma exhibits phenotypic heterogeneity, with allergic sensitizations clinically relevant in some patients and not in others. Approximately 50% to 70% of patients with asthma have asthma that is characterized by allergic inflammation and comorbidities.52–54 Understanding the underlying mechanisms of inflammation can help achieve optimal asthma control beyond symptom relief55 with the use of inflammatory biomarkers such as sIgE, blood eosinophils, and FeNO.56,57 Asthma/allergy management is moving from severity-based to phenotype-based care as evidence emerges supporting earlier aeroallergen diagnosis and intervention in very young children, and as AIT and biologics expand the number of patients who can be treated successfully by specialists.58

Zoratti et al described five asthma phenotypes in children aged 6 to 17 years old using asthma and rhinitis severity/control (symptom days, controller use, night symptoms), lung physiology (bronchodilator response, FEV1), allergy (comorbidities, allergen sensitization determined by allergy skin testing, sIgE, and total IgE), and other criteria (FeNO and blood eosinophil count).31 Eighty-five percent of the subjects demonstrated parallel relationships between increasing numbers of allergen sensitizations (one to 14 positive allergen skin testing/sIgE results out of a panel of 22) and indicators of asthma severity (asthma symptoms, exacerbations, lung function, and stepped medication therapy). The number of allergen sensitizations was the most important characteristic distinguishing the asthma phenotypes. Increasing allergic sensitizations accompanied by worsening symptoms, lung function and exacerbation risk likely represents progressive allergic asthma.

Phenotypic heterogeneity may also account for differing responses to asthma medications. This was true in the previously mentioned INFANT study.27 Similarly, in adults ≥18 years old aeroallergen sensitization predicted the probability of best response to daily ICS, with responders having more days of asthma control and fewer exacerbations.59,60 In this study of adults with severe asthma, those with mildly allergic asthma and early age at onset responded less favorably to corticosteroid treatment than older patients with high levels of blood eosinophils and low lung function.

The Rationale for sIgE Testing

Charles H. Blakeley is credited with introducing SPT in 1865 by demonstrating that grass pollen applied to abraded skin generated the intense itching and inflammation experienced by hay fever sufferers.61 The underlying physiologic mechanism for this reaction became clearer in the late 1960ʹs with the discovery of immunoglobulin E (IgE), and a variety of serologic assays became available in the ensuing decades.62Box 5 compares the advantages of SPT and in vitro testing. SPT requires trained personnel, specialized techniques, allergen extracts, and safety precautions, so is rarely performed in primary care practices. Diagnostic allergen extracts are now subject to European Union regulation as medicinal products, which has also reduced the number of extracts available for skin testing. Adequate blood samples for sIgE testing can be obtained even from very young patients, those with extensive eczema, and those taking medications that may suppress skin reactions (eg, H1 antihistamines, antidepressants),5 and sIgE testing carries no risk of systemic allergic reactions.

Box 5 Advantages of Skin or in vitro Testing

Most primary care providers have access to blood tests for allergen and sIgE,14 which test for allergic immunity and yield quantifiable results for tested allergens. sIgE testing with an immunofluorescent assay measures allergen-specific IgE antibodies to specific antigens in a blood sample. A single blood sample can be used to test for a variety of indoor and outdoor allergens found in different geographic regions. Results for ImmunoCAP (a standard, validated sIgE laboratory test method) are reported in kUA/L (equivalent to IU/mL), a technical limit of quantitation of 0.1 kUA/L and sIgE concentrations ≥0.35 kUA/L considered by many to reflect clinically relevant sensitization. The sIgE test results should be interpreted in the context of the patient’s clinical presentation, age, relevant allergen exposures, and the sensitivity, specificity, and reproducibility of the laboratory test itself. sIgE can also identify molecular patterns that can be of great help in distinguishing primary from clinically irrelevant pan-allergen sensitizations,62 as well as aiding in understanding the pollen and plant food syndromes.63,64 Negative sIgE test results suggest that additional investigation of the underlying causes of allergy-like symptoms is required. Patients who are sIgE-negative need not avoid allergens to which they are not sensitized or take anti-allergic medications that are likely ineffective (eg, H1 antihistamines).

In a cross-sectional analyses of primary care patients who visited the asthma/COPD service for the first time and had a pulmonologist-confirmed diagnosis of asthma, the positive predictive value (PPV) of a positive sIgE test for aeroallergens was 0.80, and was 0.88 for ICS-naïve patients.65 The sensitivity of being sensitized was 0.73. Compare this with the sensitivity of spirometry for detecting asthma, which is reportedly 0.36 and its specificity which is reportedly 0.75.66 These results suggest that a combination of sIgE testing and spirometry could assist in diagnosing asthma.

Total serum IgE levels are not allergen specific and are affected by many factors, including genetics and cigarette smoking, and are not a reliable indicator of allergen sensitization3 or response to omalizumab. Therefore, they should not be relied upon for asthma diagnosis. However, total IgE levels are sometimes helpful in explaining unexpected results. For example, elevated total IgE in combination with negative individual sIgE results may indicate that a relevant allergen has been overlooked. Elevated total IgE in the absence of clinical allergic symptoms may also point to a nonatopic etiology such as parasitic infection, and/or reflect a prominent comorbidity such as atopic dermatitis or chronic rhinosinusitis, which should be investigated and appropriately managed. Elevated total IgE is generally defined as serum levels >100 kU/L,67 although various reference values for total IgE have been proposed.67–69

Additional Diagnostic Information

The diagnosis of asthma incorporates essential elements of history, physical examination and investigation, including response to treatment. Blood eosinophil count, spirometry, and FeNO measurement can provide additional diagnostic information. In line with phenotyping, the EAACI guidelines use blood eosinophil count and FeNO measurement to differentiate eosinophilic asthma from allergic asthma49 (Box 6).

Box 6 Measurements Used by Specialists to Differentiate Asthma Phenotypes

Who Should Be Referred to an Allergy/Asthma Specialist?

In practice, many patients eligible for guideline-recommended referral never see a specialist. However, asthma referrals are a key component of optimal asthma management that need to be addressed in a primary care setting.19 The UNTWIST study found that only 4% of 19,837 referral-eligible patients in England were actually referred, with a median waiting time of 880 days.70 In a group of asthma patients with frequent exacerbations in Glasgow, 42% had no previous contact with an asthma specialist service despite meeting British Thoracic Society guidelines for referral. The Asthma Insight and Management survey of 2500 American patients with asthma and 309 physicians yielded similar results.71 Only 22% of patients reported visiting an asthma specialist for usual care and 48% had never visited a specialist.

Our recommendations for referrals in Figure 1 describe patients who meet generally accepted guideline-referral criteria.19 Asthma/allergy specialists provide help when the initial diagnosis is uncertain, when symptoms persist despite treatment, or when advanced therapies, such as AIT or biologics, are being considered. In the primary care setting a better understanding of the rationale behind sIgE testing in the appropriate population has the potential to improve the management of asthma before referral and to refer patients who are best managed by specialists.

Conclusion

Most patients with asthma are seen in the primary care setting, and most primary care providers have access to blood tests for sIgE. For selected clinical circumstances of patients with asthma, sIgE testing yields quantifiable results for tested allergens that can help guide asthma management in the context of the patient’s clinical presentation, age, and relevant allergen exposures. Test results can also be used to predict exacerbations and response to therapies, and to develop personalized treatment plans. sIgE test results have the potential to improve asthma management in primary care and to become the basis for referral to asthma/allergy specialists when symptoms persist or advanced therapies are being considered.

Abbreviations

AIT, allergen immunotherapy; AR, allergic rhinitis; EAACI, European Academy of Allergy and Clinical Immunology; GINA, Global Initiative for Asthma; IPCRG, International Primary Care Respiratory Group; IgE, specific immunoglobulin E; NICE, National Institute for Health and Care Excellence.

Acknowledgments

The authors thank Thermo Fisher Scientific for meeting support and writing assistance, and Sarah Staples, MA, ELS, for summarizing meeting discussions and assistance in manuscript preparation.

Funding

No funding was received for this work.

Disclosure

David Price has advisory board membership with AstraZeneca, Boehringer Ingelheim, Chiesi, Mylan, Novartis, Regeneron Pharmaceuticals, Sanofi Genzyme, Thermofisher; consultancy agreements with Airway Vista Secretariat, AstraZeneca, Boehringer Ingelheim, Chiesi, EPG Communication Holdings Ltd, FIECON Ltd, Fieldwork International, GlaxoSmithKline, Mylan, Mundipharma, Novartis, OM Pharma SA, PeerVoice, Phadia AB, Spirosure Inc, Strategic North Limited, Synapse Research Management Partners S.L., Talos Health Solutions, Theravance and WebMD Global LLC; grants and unrestricted funding for investigator-initiated studies (conducted through Observational and Pragmatic Research Institute Pte Ltd) from AstraZeneca, Boehringer Ingelheim, Chiesi, Mylan, Novartis, Regeneron Pharmaceuticals, Respiratory Effectiveness Group, Sanofi Genzyme, Theravance and UK National Health Service; payment for lectures/speaking engagements from AstraZeneca, Boehringer Ingelheim, Chiesi, Cipla, GlaxoSmithKline, Kyorin, Mylan, Mundipharma, Novartis, Regeneron Pharmaceuticals and Sanofi Genzyme; payment for travel/accommodation/meeting expenses from AstraZeneca, Boehringer Ingelheim, Mundipharma, Mylan, Novartis, Thermofisher; stock/stock options from AKL Research and Development Ltd which produces phytopharmaceuticals; owns 74% of the social enterprise Optimum Patient Care Ltd (Australia and UK) and 92.61% of Observational and Pragmatic Research Institute Pte Ltd (Singapore); 5% shareholding in Timestamp which develops adherence monitoring technology; is peer reviewer for grant committees of the UK Efficacy and Mechanism Evaluation programme, and Health Technology Assessment; and was an expert witness for GlaxoSmithKline. Dr. Rodriguez del Rio reports personal fees from ALK Abello, grants and personal fees from Aimmune Therapeutics, grants from Merck, personal fees from GSK, personal fees from FAES, personal fees from Novartis, personal fees from Thermo Fisher, personal fees from LETI Pharma, personal fees from Allergy Therapeutics, personal fees from Miravo, outside the submitted work. Dr Liu reports consultant fees paid to his university employer from Thermo Fisher; Avillion and Labcorp; research grants paid to his university from ResMed Propeller Health, Revenio, and Avillion. Dr Casale reports consulting fees from Thermo Fisher Scientific, Genentech, Novartis, outside the submitted work. Dr. Pedersen reports personal fees from AstraZeneca, personal fees from ALK, personal fees from Thermo Fisher Scientific, outside the submitted work. The authors report no other conflicts of interest in this work.

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