A proposed framework for point of care lung ultrasound by respiratory physiotherapists: scope of practice, education and governance

A proposed framework approach to supporting PoCUS

Ultrasound imaging has the potential to transform the clinical effectiveness and efficiency of countless healthcare components and pathways, by placing real time imaging into the hands of triaging and treating clinicians. However, the sheer number of potential tissue types, organ systems, disease processes and clinical differentials that can be encountered when imaging means that mechanisms to frame PoCUS activity in order to provide quality assurance are essential. Furthermore, the expertise of imaging professionals (such as radiologists and sonographers), combined with considerations of education, competency and governance, means that PoCUS must be contextualised accordingly.

Recognising the above, the authors propose a framework for PoCUS (Fig. 1), comprising the elements of (i) scope of practice (ScoP), (ii) education and competency and (iii) governance. These terms are well established in the published literature, having been described by authors, such as Ambasta et al. [13], LoPresti et al. [14], Lee and DeCara [15] and Teunissen et al. [16]. The framework concept is that each of the elements inform and must be in alignment with each other in order for robust delivery of PoCUS. In the same way, new areas of PoCUS activity can be established by developing or resolving one or more of the elements, thereby ensuring alignment across the framework. Figure 1 provides a visual representation of the framework approach. At the time of writing, the PoCUS framework approach is being applied in a range of other areas of clinical practice; as such this manuscript shares some generic content with the publication Smith et al. [17].

Fig. 1figure 1

PoCUS framework triangle. Concept by Dr Mike Smith (Cardiff University, UK), created by Dan Molloy (freshwater.media), copyright 2021 Dr Mike Smith

Whilst this paper draws upon the example of point of care LUS by respiratory physiotherapists in the UK to illustrate the application of these principles, at the start of each section, prompts are presented to support other healthcare professionals and those working in different healthcare systems with how the framework approach might be used.

Respiratory physiotherapy

Prompts for other PoCUS users regarding the context for their clinical activities:

What is the generic (i.e. non-PoCUS) nature of the professional group and healthcare setting?

Considerations include the following:

In the United Kingdom (UK), respiratory physiotherapists are autonomous clinicians who hold a formal qualification as a physiotherapist. Typically this will be a minimum of a Bachelor of Science with Honours (BSc(Hons)) Physiotherapy degree or post-graduate, pre-registration equivalent (e.g. Master of Science (MSc) Physiotherapy Pre-Reg). Combined with their registration with the Health and Care Professions Council (HCPC) they can use the protected title of ‘Physiotherapist’ and are eligible to join the professional body the Chartered Society of Physiotherapy (CSP) [18].

Respiratory physiotherapists use a range of assessment, monitoring and treatment approaches as part of the multi-disciplinary management of patients with respiratory impairment. This includes subjective and clinical history taking along with a combination of assessment procedures they undertake (such as auscultation, strength testing and mobility assessment) and assessment procedures that may have been undertaken by other members of the multi-disciplinary team (e.g. chest imaging, arterial blood gases (ABG’s), etc.), as part of their clinical examination. Applying a combination of clinical reasoning and patient-centred care, they independently formulate and apply treatment approaches, such as chest clearance techniques, lung volume recruitment, strategies to reduce work of breathing, optimising of gaseous exchange, whole body mobility and patient education [19,20,21].

Respiratory physiotherapists may be involved in management of long-term respiratory conditions in the community/primary care settings [9, 22]. In secondary care settings they also have a role in the management of acute respiratory impairment or exacerbations which may be secondary to trauma, surgery or wider/multi organ disease [10, 23, 24]. They also have a vital role to play in critical care environments, working alongside intensivists, anaesthetists and other members of the critical care team. In this regard, there is a degree of overlap with that of nurses or allied health professionals in advanced critical care practitioner roles. Furthermore, their work across wider healthcare settings overlaps with ‘physical therapists’ working in respiratory areas and professionals termed ‘respiratory therapists’ in the United States of America and other similar healthcare systems. Many of the point of care LUS framework elements described in this paper could therefore directly apply to these other professional groups.

A proposed framework for point of care LUS by respiratory physiotherapistsPermitted use of ultrasound imaging in the UK by physiotherapists

Prompts for other PoCUS users: for the profession (in the specific healthcare setting of interest), what is the current situation relating to their use of ultrasound imaging?

Potential permutations include the following:

Use of ultrasound imaging is permitted from a medicolegal and/or professional autonomy and permission perspective; or it is not.

Use of ultrasound imaging is accepted by other members of the care pathway (including career imaging, such as radiology or sonography); or it is not.

Ultrasound imaging is permitted/accepted only for observation of structures (non-diagnostic); or its use for sonographic diagnosis is also permitted.

The above provides the foundation for framing the consolidation ± expansion of the existing permissions via the subsequent ScoP, education and competency and governance elements.

The CSP, as the UK professional body for Physiotherapy, uses 4 pillars of practice [25] to describe the fundamentals of the scope of practice of the physiotherapy profession; one of these pillars is ‘therapeutic and diagnostic technologies’. Ultrasound imaging and its application as a diagnostic modality aligns with this pillar. As such, the standards of proficiency for physiotherapists (as set out by the HCPC [26]) apply to PoCUS (including point of care LUS)—just as they would for any other area of permissible physiotherapy practice. In terms of the wider UK health system, ultrasound imaging is an unregulated modality and at the time of writing there is no protection of title for ‘Sonographer’.

Over the last decade or so there has been a sustained and rapid increase in the number of physiotherapists in the UK using ultrasound imaging, predominantly in a PoCUS capacity. This is across a wide range of clinical specialities (musculoskeletal (including rheumatology), pelvic health, image-guided injections (including in management of spasticity for patients with neurological disorders)) and settings (both research and healthcare settings: community/primary care and secondary care—including First Contact Practitioner and Advanced Clinical Practice roles).

ScoP related to ultrasound imaging refers to numerous elements, including the tissues to be imaged, the clinical and sonographic differentials and the subsequent clinical decision making. These are largely framed by governance considerations relevant to physiotherapists in the UK who are members of the CSP with the relevant level of CSP provided indemnity insurance. As such, the ScoP must demonstrably align with their role as a physiotherapist [27] in order for them to be using it in their capacity as a physiotherapist, and for CSP professional liability insurance (PLI) coverage to apply. The explicit alignment of PoCUS imaging with the scope of clinical practice of the professional has been previously described relating to the use of LUS during the COVID-19 pandemic [28].

Those elements deemed within ScoP should be discrete from tissues imaged, clinical & sonographic differentials and subsequent clinical decision making that is outside of a physiotherapist’s ScoP. This provides a mechanism to address potential physiotherapy management concerns around litigation risk, as identified by Hayward et al. [29]. An emphasis upon the interpretation and subsequent clinical decision making around the imaging also aligns with the (I-AIM) Indication, Acquisition, Interpretation, Medical Decision-making framework for point of care LUS described by Kruisselbrink et al. [30].

ScoP: clinical and sonographic

Prompts for other PoCUS users regarding ScoP considerations:

What are the high value areas of existing clinical practice that would potentially be enhanced (e.g. safer, expedited, more accurate, shorter care pathway, etc.) by the integration of PoCUS?

Framed by the earlier considerations (i.e. for the profession, in the specific healthcare setting of interest, what is the current situation relating to their use of ultrasound imaging), what tissues are to be imaged, clinical & sonographic differentials to be derived (if any) and subsequent clinical decision making to be performed?

By default, what tissues imaged, clinical & sonographic differentials and subsequent clinical decision making are not to be performed.

Table 1 provides an indicative list of imaging that may be performed and how this is used pertaining to point of care LUS by respiratory physiotherapists. These mirror the importance of high clinical value applications of point of care LUS as identified by Hayward et al. [29] and builds upon proposals from Leech et al. [31] and LeNeindre et al. [32] alongside consensus work by Volpicelli et al. [33]. In the above regard a ‘rule in’ approach is emphasised whereby clinical assessment and reasoning formulate a priori the likely differentials—which ultrasound imaging is then used to identify (as appropriate) [34]. This imaging process-driven hypothesis testing is in contrast to a ‘rule out’ approach more typically employed by imaging services provided by imaging professionals, such as radiologists and sonographers. In those cases, a range of potential sonographic findings (and subsequent clinical differentials) may be ruled out via the imaging [35]. Also of note here is the specific benefit of PoCUS LUS performed by the respiratory physiotherapist as a tool to ‘monitor severity and response to treatment/intervention’; this is arguably distinct from a ‘rule in’/‘rule out’ approach. This example of imaging being integrated into the management of their patient, further emphasises the value of a treating clinician using PoCUS.

Table 1 Indicative imaging performed and how this information is used pertaining to point of care LUS by respiratory physiotherapists

The presence and nature of pleural effusion, consolidation/atelectasis, interstitial syndrome and pneumothorax identified via ultrasound imaging may be commented upon by respiratory physiotherapists. Monitoring of these presentations in relation to patient management (e.g. patient positioning, manual techniques, recruitment strategies, pharmaceutical and exercise management) may also be commented upon. In all cases the sonographic findings would be commented upon in the context of other respiratory physiotherapy assessment procedures (e.g. clinical assessment, chest radiograph, auscultation, ABG’s, etc.). It is noted that primary diagnosis of pathologies based solely upon ultrasound imaging would be outside the ScoP remit for respiratory physiotherapists; this differentiates the sonographic ScoP from that of a radiologist or sonographer for whom primary identification of lung pathologies or differential diagnosing of pathologies based solely upon ultrasound imaging would be a core activity.

In describing the point of care LUS scope of practice for respiratory physiotherapists, this (by a process of elimination) also clarifies what tissues imaged, clinical & sonographic differentials and subsequent clinical decision making is not to be performed. Indicative examples of imaging outside the respiratory physiotherapist’s ScoP would include the following:

Cardiac and vascular pathology, including abdominal aortic aneurysm (AAA), cardiac tamponade, echo-cardiogram, inferior vena cava (IVC) or mediastinum.

Suspicious mass, including any benign or metastatic masses

Other abnormalities of the cardio-thoracic system, including fluid status

Other abnormalities of the thoracoabdominal region, including liver, spleen, kidney or gastric pathologies; causes of free abdominal fluid i.e. ascites or blood

Whilst the above lie outside of scope of practice, they may be identified as either incidental or concurrent imaging findings. Just as a physiotherapist has a duty of care to escalate patient elements that may be strictly out of remit, such as evidence of abuse or risk of self-harm, it is also necessary that they can act upon any imaging concerns [35]. In this regard a clear protocol must be in place for the clinician to be able to discuss concerns and for the clinical assessment and/or imaging of the patient to be escalated; this includes where pathologies/presentations (that are within ScoP; as per Table 1) are identified for the first time in that episode of care—by the physiotherapist using point of care LUS. This could potentially include options for direct communication with those who have access to more specialist US imaging expertise, other imaging modalities and/or surgical or medical opinion. This highlights the importance of respiratory physiotherapists undertaking their ultrasound imaging as part of a wider clinical and imaging team.

The comprehensive defining of ScoP—as a foundation for targeted educational provision (see next section)—helps address one of the frequently cited barriers to uptake of PoCUS (including point of care LUS), namely the required significant investment of clinician time to learn and perform point of care LUS [36, 37].

Education and competency

Prompts for other PoCUS users regarding education and competency considerations:

What are the existing routes for undertaking education (and demonstrating competency) that align with the above ScoP? If no bespoke solutions exist, where can shared learning be undertaken with specialities (including career imaging)?

Where should the PoCUS skills sit within a pre-qualification/post-qualification/career-progression timescale?

As per Fig. 1, the education and competency elements must align with and should be reflective of the ScoP. In this regard a description of the respiratory physiotherapy-specific components are outside of the remit of this paper, but would include both formal and informal ‘work place based’ training, mentoring and feedback regarding pathology, clinical reasoning and clinical management. It is noted that the term ‘capability’ is increasingly used in the healthcare literature, whilst ‘competency’ is typically used in the ultrasound literature; for the purposes of this framework the terms are essentially used interchangeably.

With regard to ultrasound imaging-specific education and competency, two primary routes exist for PoCUS education (which is orientated towards patients with respiratory impairment) in the UK: (i) via a Higher Education Institution (HEI) course and (ii) via professional societies. Examples of the latter include the Intensive Care Society (with Focused Ultrasound for Intensive Care, FUSIC) and the Society of Acute Medicine (with Focused Acute Medicine Ultrasound, FAMUS). In practical terms, with HEIs these are often ‘negotiated module(s)’ within a broader Post-graduate Certificate (PgC) or Masters qualification in medical imaging, whilst professional societies are typically based around clinical competency assessments alongside routine clinical practice and training. It is recognised that due to various factors (including a lack of regulation around the title ‘sonographer’) absolute requirements regarding competency assessment are not present and as such, the likelihood is that both routes will continue to flourish in the UK.

Key considerations for course providers, individual learners and their managers include the following: whether the full range of foundation and speciality-specific elements are taught and assessed (see next paragraph); whether the course has been externally scrutinised by a body, such as the Consortium for the Accreditation of Sonographic Education (CASE), and the importance of demonstrable competency via a formal assessment route [38] in terms of any subsequent need to defend the clinical practice of an individual.

Relating to the above, Table 2 provides a summary of key considerations regarding post-registration (see next paragraph) education and competency, both generically for ultrasound imaging and specifically for respiratory physiotherapists; this aligns with the UK’s performance, interpretation and reporting on ultrasound examinations National Occupational Standard [39]. This builds upon the work of Cholley et al. [40] who were unable to report on a clear consensus around the number of scans performed or cases seen, but did recommend theoretical and practical ultrasound education aiming for clinician competency [40]. The systematic review on LUS education by Pietersen et al. [41] reported there was no clear evidence on which methods were optimal for either the teaching LUS or the summative assessment [41]. As such, the authors of this paper have drawn upon their extensive background in PoCUS education and competency (including for other areas of Physiotherapy and non-Physiotherapy PoCUS education provision: through longstanding involvement with CASE) in proposing formats of teaching, formative and summative assessment. When combined with Table 1, these essentially provide a template for a potential point of care lung ultrasound curriculum. Conversely, if an individual were to undertake a pre-existing course then, mapping across to the content in Tables 1 and 2 would enable interested parties to determine whether the requisite education and competency components are addressed. The purposeful alignment of ScoP with education and competency components provides a mechanism to address the often levelled criticism that more uniformity and higher standards are required in PoCUS training, including in LUS [31, 41].

Table 2 Key considerations regarding education and competency

Due to the necessity for high level clinical reasoning skills (required to appropriately choose to use ultrasound imaging and to integrate those findings into patient management) a physiotherapist undertaking point of care LUS requires a substantial level of respiratory clinical skills and experience. As such, training in point of care LUS should occur at post-graduate level and by someone with the appropriate level of experience in respiratory care (which is relevant to their subsequent point of care LUS ScoP).

Governance

Prompts for other PoCUS users regarding governance considerations:

These are substantially framed by the earlier considerations “for the profession, in the specific healthcare setting of interest, what is the current situation relating to their use of ultrasound imaging”; however, consideration of progressive mechanisms to address constrictions on practice should be considered. Where are there other precedents for progress?

Medicolegally: consider use of terminology to explicitly clarify the nature of the scan (see section ‘Governance’)

Quality assurance mechanisms must be robustly and proactively addressed, in order to consolidate (and particularly in the advancement of) ScoP.

As noted earlier, insurance considerations and professional regulation substantially influence the ScoP for respiratory physiotherapists performing point of care LUS in the UK. In the same way, however, the defining of ScoP confers numerous governance and care pathway benefits, as outlined in Table 3. This includes awareness by other care pathway members of what the scan is and is not undertaken for and support for clinical managers in care pathway design and staffing.

Table 3 Governance and care pathway benefits of describing scope of sonographic and clinical practice

The use of terminology to explicitly clarify the nature of the scan is encouraged. An example of the professional context to the imaging process that could be communicated to colleagues is as follows: “Aligning with the scope of clinical and sonographic practice outlined in **this publication** for respiratory physiotherapists performing point of care lung ultrasound in the UK, this ultrasound scan is undertaken for the purposes of assessing pleural and lung parenchyma pathology as an adjunct to respiratory physiotherapy management. The identification of other anatomical or pathological elements is explicitly beyond the scope of practice of the clinician. Therefore, the scan cannot be relied upon to either confirm or exclude any such anatomical or pathological elements”. Such an approach reflects the benefits identified by Hayward et al. [29] of a shared, clear understanding of scope and remit.

Quality assurance considerations include data protection, storage of images, continuous professional development and access to a second opinion. As PoCUS is often undertaken in non-radiology settings, direct access to Picture archiving and communication system (PACS) for secure storage and backing up of sonographic images may not be immediately available. As highlighted by Wolstenhulme et al. [42] this poses a risk to data security as well as continuity of care and the ability to review image quality. Integration of PoCUS imaging into the electronic patient record and its accessibility by the wider care pathway are critical considerations by which duplication of imaging can be avoided (with the caveat that imaging may be undertaken with different remits), changes over time can be monitored and acceptability by other PoCUS users and career ultrasound imaging professionals can be facilitated. Mechanisms for the secure storage of sonographic images need to be addressed as a priority (including their integration into formal PoCUS education), and this may include bespoke mechanisms to upload to PACS or the use of other secure image storage capacity as advised by a data compliance officer (such as encrypted, cloud-based repositories), and reporting systems which can integrate with pre-existing patient record systems.

As part of best practice, respiratory physiotherapists using ultrasound imaging should undertake ongoing audit of their practice. Double scanning with an experienced colleague and discussion of complex cases with a more experienced imager should also be undertaken as part of continuing professional development and quality assurance activities [43,44,45]. Collectively, the above governance considerations provide robust mechanisms to address concerns raised by Leech et al. [31] that would otherwise inhibit the widespread implementation of point of care LUS by physiotherapists.

Broader considerationsExpansion of ScoP

Prompts for other PoCUS users regarding ScoP expansion considerations:

What PoCUS applications (e.g. imaging techniques, target tissues, patient groups, care pathways, procedures, etc.) might conceivably be undertaken?

Can these be undertaken using existing permissions—or do they require new permissions?

What existing or potential routes are there for gaining and evidencing competency?

In describing a clinical and sonographic ScoP for physiotherapists in the UK who specialise in respiratory care, this is not intended to stifle innovation or development of respiratory physiotherapy clinical practice or roles. For example, there is the potential for respiratory physiotherapists to undertake structural and functional assessment of the diaphragm as part of their physiotherapy management of patients with respiratory impairment. Applying the principles outlined in this paper means that where the activity demonstrably sits within the physiotherapy management of a patient, professional regulation and CSP insurance considerations would conceivably have already been addressed. Following this, education and demonstrable competency considerations would need to be satisfied along with agreement with clinical managers—at which point such a role could be undertaken.

Research

Prompts for other PoCUS users regarding research considerations:

The evidence base for incorporating PoCUS by a profession in the specific healthcare setting of interest should be scrutinised and added to.

Evidence can be drawn upon from other professions or healthcare settings, though consideration should be explicitly given to key caveats or limitations.

Consideration of how POCUS can also be used as a research tool.

Evidence relating to the ability of ultrasound imaging to identify different tissues and disease processes can be drawn from a range of traditional imaging (e.g. radiology and career sonography) and point of care LUS sources (e.g. intensive care, critical care and emergency care medicine). This can in part address concerns raised in Hayward et al. [29] about the limited respiratory physiotherapy-specific evidence base in relation to the application of point of care LUS.

Nonetheless, it is essential to add to the evidence base relating to if, where and how point of care LUS can enhance clinical effectiveness and efficiency of healthcare components and pathways. This includes consideration of optimal education and service delivery models as well as whether the use of imaging may negatively impact clinical outcomes or efficiency of resource use.

In relation to respiratory physiotherapists performing point of care LUS, evidence can be drawn from other professional groups, such as intensivists, anaesthetists and respiratory physicians [33]. Nonetheless, the specifics of how respiratory physiotherapists work need to be reflected. As noted earlier, the degree of overlap with advanced critical care practitioners and ‘respiratory therapists’ provides a potential opportunity for pooled research and inter-professional collaboration.

It should also be noted that PoCUS can also play a valuable role as a research tool or outcome measure. Examples of how respiratory physiotherapists are using of point of care LUS in this capacity can be found in the scoping review by Hayward and Janssen [11]. Larger trials which (at the time of writing) are using point of care LUS as an outcome measure to research physiotherapy practice are underway, including the US-ADEPT trial [46] and the DUCHESS trial by [47]. Mirroring the principles outlined in this paper, individuals using LUS for research purposes would be expected to have undertaken education components and competency assessments which align with their subsequent LUS research ScoP.

Alignment with the advanced clinical practice agenda

As a progressive area of highly skilled practice, point of care LUS by respiratory physiotherapists would seem to naturally align with the advanced clinical practice agenda [48] in the UK. We advocate though that point of care LUS has the potential to become a routine part of respiratory physiotherapy practice and that as such these clinicians do not need to be operating at ‘advanced level’ or above prior to commencing point of care LUS training. Nonetheless, the 4 pillars of advanced practice (Clinical Practice, Leadership and Management, Education and Research) overlap substantially with the expanding role that is the use of point of care LUS by respiratory physiotherapists. As such we encourage point of care LUS adopters to explore how use of this imaging modality can further advance clinical practice and consultant roles.

Support for the consolidation and expansion of PoCUS use by other professions and healthcare settings

This paper details the situation for physiotherapists in the UK and in this regard, it is noted that the level of autonomy enjoyed is greater than that of physiotherapists/physical therapists in many other countries. It is hoped therefore that the generic mechanisms outlined in this paper will provide a potential direction of travel for physiotherapists/physical therapists in other geographical regions to advance their use of point of care LUS imaging in a comprehensive and sustainable manner.

As outlined throughout this paper, the PoCUS principles can be adapted to apply regardless of the profession (e.g. medic/physician, nurse, allied health professional, paramedic, etc.) or healthcare setting. However, each profession or healthcare setting may require nuanced solutions due to the intricacies of specific professional autonomy, insurance/regulatory arrangements, accepted practice, etc. In this regard the authors are happy to be contacted by different professions or bodies to support with developing bespoke solutions.

留言 (0)

沒有登入
gif